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9 Dec 2022, 6:34 am
Llewellyn, Fenwick & West LLP, on Saturday, December 3, 2022 Tags: Biotech companies, Compliance & ethics, ESG, Esg governance, ESG Performance, SASB SEC Proposes New Rule to Require Investment Advisers to Conduct Additional Oversight of Service Providers Posted by James Anderson, Anne Choe, Rita Molesworth, Willkie Farr & Gallagher LLP, on Sunday, December 4, 2022 Tags: Cybersecurity, Investment advisers, Investment Advisers Act, Rule 206, SEC,… [read post]
9 Dec 2022, 6:34 am
Llewellyn, Fenwick & West LLP, on Saturday, December 3, 2022 Tags: Biotech companies, Compliance & ethics, ESG, Esg governance, ESG Performance, SASB SEC Proposes New Rule to Require Investment Advisers to Conduct Additional Oversight of Service Providers Posted by James Anderson, Anne Choe, Rita Molesworth, Willkie Farr & Gallagher LLP, on Sunday, December 4, 2022 Tags: Cybersecurity, Investment advisers, Investment Advisers Act, Rule 206, SEC,… [read post]
13 Nov 2021, 9:22 am
For example, in its latest investment stewardship report, BlackRock reported that it voted against 163 directors at 149 companies in the Americas on the basis of overboarding from July 1, 2020 to June 30, 2021. [read post]
6 Apr 2010, 6:01 am
One model is to subscribe to services provided by proxy advisory firms (today, principally Risk Metrics, Glass Lewis and Proxy Governance), ranging from outsourcing the mechanics for actually voting shares (a not insignificant logistical and cost issue if the investment manager’s portfolio includes hundreds or thousands of companies), to making recommendations on how to vote all portfolio companies’ shares on all matters brought to shareholder… [read post]
28 Jun 2012, 9:42 am
For an example of how the commission works, a retiree invested in relatively low-risk mutual funds but wishing to increase income may be advised to invest in a Real Estate Investment Trust (“REIT”). [read post]
18 Nov 2016, 5:00 am
The GAO said that the Commission claims to still be addressing concerns surrounding proxy advisory firms through its examinations of investment advisers and investment companies that retain their services. [read post]
17 Jan 2014, 10:52 am
Lewis, No. 1505, Sept. [read post]
10 Mar 2020, 2:28 pm
He also has been an administrator and project manager for Fidelity Investments, United Biosource Corporation, start-up companies and consultancies. [read post]
23 Jan 2020, 6:32 am
Employee ownership usually results from “direct participation plans”, which provide a streamlined (and often discounted, tax-efficient) means for workers to invest in the company, with clearly established caps and conditions. [read post]
8 Jan 2023, 9:01 pm
More recently in August 2022, Argo also appointed Voce Capital’s chief investment officer to its board. [read post]
4 May 2017, 11:35 pm
The post Ben Reeves Lewis Friday Newsround #286 appeared first on The Landlord Law Blog. [read post]
3 Mar 2023, 6:56 am
This isn’t even limited to majority-supported proposals: Glass Lewis, the UK Investment Association, and the International Corporate Governance Network all expect boards to engage with shareholders when just 20 percent of shareholders vote against board recommendations.Inaction can also be seen as a governance failure in jurisdictions where directors owe fiduciary duties to shareholders. [read post]
28 Apr 2009, 11:54 am
Most of the opposition to Lewis stems from the company's recent acquisition of ailing brokerage firm Merrill Lynch. [read post]
1 Dec 2022, 6:30 am
To determine which ESG ratings apply to your company, we generally recommend reviewing your ISS and Glass Lewis proxy reports to determine which ESG ratings are included therein, engaging your investors to determine which ESG ratings they use that apply to your company, and reaching out to the ratings providers themselves. [read post]
1 Dec 2022, 6:30 am
To determine which ESG ratings apply to your company, we generally recommend reviewing your ISS and Glass Lewis proxy reports to determine which ESG ratings are included therein, engaging your investors to determine which ESG ratings they use that apply to your company, and reaching out to the ratings providers themselves. [read post]
26 Nov 2018, 2:39 pm
For example, Alabama includes an exemption from registration for advisers whose sole clients are banks, trust companies, insurance companies and employee benefit plans with assets of greater than $1 million. [read post]
26 Nov 2018, 2:39 pm
For example, Alabama includes an exemption from registration for advisers whose sole clients are banks, trust companies, insurance companies and employee benefit plans with assets of greater than $1 million. [read post]
26 Nov 2018, 2:39 pm
For example, Alabama includes an exemption from registration for advisers whose sole clients are banks, trust companies, insurance companies and employee benefit plans with assets of greater than $1 million. [read post]
14 Sep 2012, 9:34 am
McManus, Prashanth Jayachandran, and Jason Burns, Morgan, Lewis & Bockius, New York City and Princeton, N.J. [read post]
27 Mar 2008, 7:54 pm
Absent a better understanding of investment risk and how to hedge it, such investment losses will continue in the future, regardless of whatever ill-advised regulations are devised in an attempt to prevent them. [read post]
