Search for: "Lindeen v. SEC"
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18 Jun 2015, 4:00 am
SEC and Galvin v. [read post]
29 Oct 2015, 7:18 am
In their ongoing court challenge to the rule, regulators from Massachusetts and Montana argued that the SEC’s amendments to Regulation A violate the plain meaning of the Securities Act, overstep the Commission’s delegated authority, and strip investors of valuable state law protections (Lindeen v. [read post]
15 Oct 2015, 7:15 am
The group said its members would bear the adverse consequences of striking the preemption provision, a result sought by the states of Montana and Massachusetts in their suit against the SEC (Lindeen v. [read post]
18 Apr 2016, 7:44 am
Circuit had dealt with a very similar issue in Financial Planning Association v. [read post]
28 May 2015, 6:07 am
SEC, May 22, 2015, Galvin v. [read post]
15 Jun 2016, 5:57 am
The appellate panel also rejected arguments that amended Regulation A should be vacated as arbitrary and capricious because the SEC failed to explain adequately how the rule protects investors (Lindeen v. [read post]
