Search for: "Liquid Capital Exchange, Inc."
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13 Jul 2017, 5:40 am
Corporate Capital Trust to Terminate SRP On July 7, 2017, Corporate Capital Trust, Inc. [read post]
1 Jul 2010, 8:22 am
Exchange Traded Funds have morphed from their origins as more liquid versions of broad-based stock index mutual funds into more extreme varieties that mimic high-risk hedge funds. [read post]
3 Nov 2011, 11:49 am
MF Global Holdings Ltd. and its broker-dealer arm MF Global, Inc. filed for bankruptcy protection earlier this week in New York after dealings with the firms were suspended by the Federal Reserve Bank of New York and the major exchanges. [read post]
7 May 2010, 10:48 am
RBC Capital Markets Corp., Equity Station Inc., Fagenson & Co. [read post]
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
5 Aug 2017, 10:35 am
The company plans to offer an undisclosed number of shares of common stock and list on the New York Stock Exchange under the ticker symbol NREF. [read post]
2 Mar 2021, 9:47 am
In exchange for each share of Cole Office & Industrial REIT common stock, stockholders received 1.392 shares of Griffin Capital Essential Asset REIT Class E common stock. [read post]
10 Jan 2011, 1:16 am
The one exclusion is WTM I Company; the companies that are covered by the plan of liquidation (with the last four digits of their taxpayer identification numbers in the parenthetical) are:Canal Corporation (f/k/a/ Chesapeake Corporation) (6880)Canal NC Company (f/k/a Chesapeake Printing and Packaging Company) (9208)Canal NY Company, Inc. [read post]
26 Apr 2012, 7:57 am
According to FINRA, it found that CapWest failed to disclose the risks involved with investments in TICs, such as the lack of liquidity and the potential loss of capital; the existence of Internal Revenue Code tax deferral restrictions; and the fact that the costs to maintain the property may erode the tax benefits. [read post]
27 Feb 2014, 5:36 am
In or about May 2010, a registered representative who concentrated in variable annuities became registered with Matrix Capital Group, Inc. [read post]
11 May 2012, 6:27 pm
UBS Financial Services Inc. of Puerto Rico (UBS) has agreed to pay $26.6 million to settle the Securities and Exchange Commission administrative action accusing the financial firm of misleading investors about its control and liquidity over the secondary market for nearly two dozen proprietary closed-end mutual funds. [read post]
22 Mar 2017, 9:09 am
Healthcare Trust Inc. is a publicly registered non-traded real estate investment trust sponsored by AR Global(the successor business to AR Capital). [read post]
6 Apr 2017, 11:18 am
Healthcare Trust Inc. is a publicly registered non-traded real estate investment trust sponsored by AR Global (the successor business to AR Capital). [read post]
20 Feb 2017, 9:39 am
Distribution Plan On February 17, 2017, American Realty Capital – Retail Centers of America, Inc. [read post]
19 Dec 2016, 12:53 am
AFT shares are not currently listed on any exchange and the company’s management has not proposed a plan to provide investors liquidity once the merger is completed. [read post]
20 Jun 2017, 8:41 am
More Bad News for Investors On June 19, 2017, American Realty Capital Healthcare Trust III, Inc. [read post]
10 Mar 2017, 9:50 am
Healthcare Trust Inc. decreased its annual distributions from $1.70 per share to $1.45 per share, effective April 1st, according to a filing with the Securities and Exchange Commission. [read post]
2 Feb 2021, 8:41 am
In recent years, the Securities and Exchange Commission (SEC) and FINRA have issued warnings and guidance on REITs, pointing to unreasonably and unfairly high commissions and fees, lack of transparency, and lack of liquidity. [read post]
6 Feb 2020, 11:07 am
Last August, Everest REIT Investors I LLC, a private real estate investment firm, extended an offer to purchase shares of Griffin Capital Essential Asset REIT, Inc. at a purchase price of $7.20 per share. [read post]
9 Jul 2012, 5:55 pm
In the early 2000s, TICs surged in popularity with investors, partly due to a tax-code change that enabled TIC owners to defer capital gains on real estate transactions involving property exchanges. [read post]
