Search for: "Loop Capital Markets, LLC"
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29 Jul 2016, 6:03 am
Schwarcz, Duke University School of Law, on Monday, July 25, 2016 Tags: Agency costs, Business judgment rule, Capital markets, D&O insurance, Director liability, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Public interest, Risk committee, Risk oversight, Risk-taking, SIFIs,Systemic risk Delaware Court on LLC Managers’ Authority to Delegate Posted by David A. [read post]
1 Jul 2016, 6:11 am
Santori, Pillsbury Winthrop Shaw Pittman LLP, on Friday, June 24, 2016 Tags: Banks, Bitcoin, Blockchain, Capital markets, Clearing houses, Delaware law, Financial regulation, Financial technology, Intermediaries, IPOs, Market efficiency, Securities regulation, State law Brexit: Legal Implications Posted by Ben Perry, Sullivan & Cromwell LLP, on Friday, June 24, 2016 Tags: Banks, Brexit, Contracts, EU, Europe, Financial institutions, Financial regulation, Foreign… [read post]
27 May 2016, 6:12 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Monday, May 23, 2016 Tags: Business judgment rule, Controlling shareholders, Delaware cases, Delaware law, Dual-class stock, Fairness review, Fiduciary duties, Going private, Merger litigation, Mergers & acquisitions, Minority shareholders, New York,Shareholder suits, State law SEC Monitoring of Foreign Firms’ Disclosures Posted by James Naughton, Northwestern University, on Tuesday, May 24, 2016 Tags: Capital… [read post]
25 Mar 2016, 6:00 am
Katzman, Fried, Frank, Harris, Shriver & Jacobson, LLP, onThursday, March 24, 2016 Tags: Compliance and disclosure interpretation, Director liability, Equity-based compensation, Exchange Act, Inside information, Insider trading, Investor protection, Liability standards, Management, Rule 10b-5-1, SEC, SEC enforcement,Section 10(b), Securities enforcement, Securities Regulation, Voluntary Disclosure Activist Investors, Cash, and Capital Allocation Posted by Paula Loop,… [read post]
4 Feb 2016, 7:58 am
Voting members of the committee, in addition to the co-chairs, are:Robert Aguilar, CFO and Chief Operating Officer, Cabrera Capital Markets LLC, ChicagoXavier Gutierrez, President and Chief Investment Officer, Meruelo Investment Partners, Downey, CaliforniaBrian Hahn, CFO, GlycoMimetics Inc., Rockville, MarylandKyle Hauptman, Executive Director of the Main Street Growth Project, Washington, D.C.Jenny Kassan, owner, Jenny Kassan Consulting, Fremont,… [read post]
12 Aug 2015, 9:08 am
Hart and Company – $100,000 Loop Capital Markets, LLC – $60,000 Martin Nelson & Co., Inc. [read post]
25 Jun 2015, 1:29 pm
Ziegler and Company Benchmark Securities Bernardi Securities BMO Capital Markets GKST BNY Mellon Capital Markets BOSC Central States Capital Markets Citigroup Global Markets City Securities Corporation Davenport & Company Dougherty & Co First National Capital Markets George K. [read post]
8 May 2012, 5:15 pm
In re Buttermilk Towne Center, LLC, 442 B.R. 558 (6th Cir. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
The committee is intended to focus on the capital raising needs of companies with less than $250 million in market capitalization. [read post]
21 Mar 2011, 3:06 am
Westex, Inc (Docket Report) Loops – Repeated discovery violations warrants terminating sanctions: Loops, LLC, et. al. v. [read post]
