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Guest Post: Looking Ahead: Risks Attendant to a Potential Rebound in the IPO Market for Private Equity
22 Apr 2024, 1:11 pm by Kevin LaCroix
Sec. [read post]
The D & O Diary - http://www.dandodiary.com/
Short-seller takes First Amendment challenge to SCOTUS
4 Aug 2023, 11:04 am by Unknown
Although Rule 10b-5 does make it unlawful to make false statements or omissions, the rule cannot expand liability for conduct that is not prohibited by the enabling statute.Lemelson characterizes this case as the flip side of Lorenzo v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Gibson Dunn Offers 2022 Year-End Securities Litigation Update
27 Mar 2023, 9:01 pm by renholding
In particular, the Second Circuit in SEC v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Commercial Division Dismisses ’33 Act Claim for Lack of Contemporaneous Falsehood
21 Mar 2023, 5:00 pm by Jacqueline L. Bonneau, Bharath Palle, S.J.D.
”  In re Lululemon Sec. [read post]
NY Commercial Division Blog - https://www.pbwt.com/ny-commercial-division-blog/
Catching Up With Scheme Liability
26 Sep 2022, 2:34 pm by Lyle Roberts
In SEC v. [read post]
The 10b-5 Daily - https://10b5daily.com/
SEC Chair Gensler Speaks on Crypto and the Securities Laws
8 Sep 2022, 9:01 pm by Gary Gensler
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Second Circuit on Stating a Claim for Scheme Liability
10 Aug 2022, 6:30 am
In SEC v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Second Circuit on Stating a Claim for Scheme Liability
10 Aug 2022, 6:30 am
In SEC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Paul Weiss Discusses Second Circuit Ruling on Liability Under Rule 10b-5(a) and (c)
2 Aug 2022, 9:01 pm by Geoffrey R. Chepiga, Andrew J. Ehrlich, Walter G. Ricciardi, Kannon K. Shanmugam and Audra J. Soloway
  See SEC v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
10b-5 Liability: 2nd Circuit Says “Scheme” Requires “Something Extra”
25 Jul 2022, 3:34 am by Liz Dunshee
” This MoFo memo summarizes the holding of the new case – SEC v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Second Circuit Declines to Allow SEC Rule 10b-5 Claim for “Scheme Liability” to Proceed Where the Alleged Misconduct Amounted Only to the Making of Material Misstatements or Omissions 
22 Jul 2022, 9:06 am by John Stigi and Alejandro Moreno
In SEC v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
2020 Mid-Year Securities Litigation Update
1 Sep 2020, 6:23 am
SEC, the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
2019 Developments in Securities and M&A Litigation
17 Mar 2020, 6:26 am
Overview In 2019, the Supreme Court issued an important securities law decision in Lorenzo v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Guest Post: 2019 Securities Litigation: Key Takeaways and Trends
16 Mar 2020, 1:54 pm by Kevin LaCroix
In March, the Supreme Court held in Lorenzo v. [read post]
The D & O Diary - http://www.dandodiary.com/
2019 Year in Review: Securities Litigation and Enforcement
20 Feb 2020, 6:33 am
The Tenth Circuit, in SEC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Assessing Securities Class Action Risk with Event Analysis
24 Jan 2020, 1:00 am by Kevin LaCroix
  Counsel has an elevated duty to recommend, draft and implement robust compliance directives that lay the foundations on how to hold C-suite executives accountable for the management of information that is disseminated to participants in the market, particularly after the Supreme Court ruling in Lorenzo v. [read post]
The D & O Diary - http://www.dandodiary.com/
Potential Rule 10b-5 Liability for Misleading Statements and Omissions
18 Dec 2019, 6:08 am
In March 2019, the Supreme Court issued its decision in Lorenzo v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Lorenzo: A Win for the SEC and All Plaintiffs
8 Oct 2019, 6:26 am by Astarita
The SEC's win at the Supreme Court in Lorenzo v. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Today: “Proxy Disclosure Conference”
16 Sep 2019, 2:45 am by Liz Dunshee
” 10b-5 Liability: Exec Gets Sanctioned for “Failure to Correct” Earlier this year, John blogged that the US Supreme Court gave the SEC a big win when it held – in Lorenzo v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Lorenzo and the Duty to Correct
7 Sep 2019, 1:41 am by Ann Lipton
SEC decision. [read post]
Business Law Prof Blog - http://lawprofessors.typepad.com/business_law/