Search for: "Lowe v. SEC"
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28 Feb 2023, 12:15 am
LLC v. [read post]
26 Feb 2023, 9:01 pm
Corporate secretaries, lawyers, and executives are actively engaged in the SEC’s shareholder proposal process. [read post]
20 Feb 2023, 4:46 am
I usually answer yes but add, it’s a high bar to get them and the success rate is low. [read post]
13 Feb 2023, 9:05 pm
Regulation S-K Item 402(v), the most recent disclosure requirement set forth in August 2022, requires the tabulation of more granular compensation details, stock returns, peer returns, and other performance measures. [read post]
6 Feb 2023, 1:37 pm
Securities and Exchange Commission (SEC) in implementing Section 404. [read post]
29 Jan 2023, 4:00 am
Cohen; Halperin v. [read post]
3 Jan 2023, 9:43 am
According to Duck Creek’s SEC filings, State Farm was its single largest customer as of fiscal year 2019. [read post]
5 Dec 2022, 11:25 am
Florida’s regulators appear to have been insufficient in keeping insurance companies from being run like personal piggy banks or having funds in years when losses were low. [read post]
30 Nov 2022, 2:13 pm
Allegheny County Employees’ Retirement System v. [read post]
28 Oct 2022, 6:32 am
”[9] The Supreme Court reiterated this definition in Basic v. [read post]
25 Oct 2022, 10:46 am
Sec. [read post]
11 Oct 2022, 6:37 am
Although not mentioned by the chamber’s comment letter, many of its remarks on specific climate-related topics could imply the Supreme Court’s recent decision in West Virginia v. [read post]
3 Oct 2022, 10:45 pm
Any residual doubt was eliminated by the licensing firm's simultaneous SEC filing:"On September 30, 2022, InterDigital, Inc. [read post]
3 Oct 2022, 12:04 pm
See Schulz v. [read post]
21 Sep 2022, 11:32 am
Geman v. [read post]
24 Aug 2022, 9:01 pm
It is still unclear whether the investigation will result in an enforcement action.[15] Other Financial Regulatory Agencies Beyond the SEC, other financial regulatory agencies have clearly signaled to the market that they intend to step up ESG regulation and enforcement: Approximately two weeks after the SEC announced its creation of the Climate and ESG Task force, the Commodity Futures Trading Commission (“CFTC”) established its own Climate Risk Unit “to support… [read post]
15 Aug 2022, 2:35 pm
Subtitle B – Prescription Drug Pricing Reform Part 1—Lowering Prices Through Drug Price Negotiation Sec. 11001—Providing for Lower Prices for Certain High-Priced Single S [read post]
29 Jul 2022, 4:00 am
In 2018, Buyer learned of T-Mobile’s plans to acquire Sprint after a golf outing with a client, a T-Mobile executive, according to the SEC. [read post]
28 Jul 2022, 9:05 pm
The five most popular proposal topics in 2022, representing 49% of all shareholder proposal submissions, were (i) climate change, (ii) special meetings, (iii) anti-discrimination and diversity, (iv) independent chair, and (v) lobbying spending and political contributions (which tied for fifth most common proposal topic). [read post]
19 Jul 2022, 2:59 pm
., Sarafin v. [read post]
