Search for: "Lowe v. SEC"
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31 Oct 2011, 9:38 am
The lawyer, David Tamman, was cited by the SEC in January for his role in the alleged investment scam, alleging that in early 2009, Tamman altered and falsified documents that Beverly Hills–based NewPoint Securities used to hide the fact that investments billed to investors as “low risk” were actually being used to construct a mansion for the company’s co-owner. [read post]
20 Nov 2009, 2:53 pm
Backers say its members are low-level officers who don't have to be appointed by the President, and say the President and the SEC have plenty of tools to govern the board. [read post]
7 Mar 2024, 9:05 pm
The agency explained that the ruling in Dobbs v. [read post]
2 Nov 2009, 6:00 am
The case, Jones v. [read post]
18 Mar 2009, 4:42 pm
Supreme Court's recent decision in Altria Group, Inc. v. [read post]
8 Apr 2007, 12:08 pm
I think the Cadence v. [read post]
26 May 2022, 2:16 pm
See Upsolve Inc. v. [read post]
5 Dec 2023, 9:05 pm
., LLC v. [read post]
21 May 2010, 1:26 pm
Many investment advisers, such as SEC registered Investment Adviser Fisher Investments, use a boilerplate JAMS commercial arbitration clause in their Account Agreements (“LOA”) with customers that include a Delaware choice-of-law provision. [read post]
25 May 2022, 3:26 pm
" Dacey v. [read post]
31 Jan 2011, 5:00 am
As if to confirm these views, the State of Delaware has filed an amicus brief in Business Roundtable v. [read post]
29 Sep 2023, 10:04 am
” Butler v. [read post]
23 Oct 2013, 7:03 am
“Compliance was low,” he asserted, and if Siemens were actually to follow compliance procedures, the company would “lose 30 percent of our healthcare business. [read post]
5 Apr 2024, 7:10 am
Backdrop of the Case: Murray v. [read post]
21 Sep 2011, 5:12 pm
That means it falls squarely under the 30-day requirement of Connecticut's Practice Book Sec. 10-30. [read post]
6 Mar 2024, 9:01 pm
” This is precisely what the Supreme Court called for in TSC Industries v. [read post]
3 Jun 2015, 12:00 pm
Securities and Exchange Commission v. [read post]
9 Mar 2016, 10:16 am
Court of Appeals for the Second Circuit ruled in Nielson v. [read post]
11 Dec 2008, 4:38 pm
Aguilar v. [read post]
12 Jun 2008, 7:30 pm
" This draconian sentence was upheld in State of Idaho v. [read post]
