Search for: "Lucia v. Securities and Exchange Commission"
Results 21 - 40
of 171
Sort by Relevance
|
Sort by Date
17 May 2022, 4:10 am
The case is Securities and Exchange Commission v. [read post]
16 May 2022, 11:14 pm
Hendrix and Securities and Exchange Commission (SEC) v. [read post]
16 May 2022, 10:59 am
In Securities and Exchange Commission v. [read post]
10 Feb 2022, 7:37 am
Similarly, in Lucia v. [read post]
11 Aug 2021, 9:03 pm
Securities and Exchange Commission has enabled changes to hiring and firing of ALJs that undermine their independence and impartiality. [read post]
22 Jul 2021, 9:05 pm
Securities and Exchange Commission, the Court declared that ALJs at the U.S. [read post]
12 Jul 2021, 6:30 am
Consider Lucia v. [read post]
4 Jun 2021, 5:59 am
Supreme Court decided Lucia v. [read post]
24 May 2021, 9:05 pm
Securities and Exchange Commission, the U.S. [read post]
6 Apr 2021, 3:31 pm
Securities and Exchange Commission decision. [read post]
6 Apr 2021, 3:31 pm
Securities and Exchange Commission decision. [read post]
4 Mar 2021, 2:20 pm
Securities and Exchange Commission, which held that the process for appointing administrative law judges for the SEC violated the Constitution’s appointments clause. [read post]
10 Nov 2020, 7:10 am
Securities & Exchange Commission (SEC). [read post]
22 Sep 2020, 7:24 am
Second, the Court held that the Commission did not exceed its rulemaking authority by adopting Exchange Act Rule 14e-3(a) to bar trading on undisclosed information in tender offers, even in the absence of a duty to disclose.It is the first question in O’Hagan that has likely drawn the most commentary. [read post]
17 Mar 2020, 2:58 am
Securities and Exchange Commission, the answer is at least two. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
24 Feb 2020, 6:02 am
In that case, Lucia v. [read post]
24 Jan 2020, 5:00 am
The court rejected the futility argument, stating that, at that time (September 2015, immediately before Lucia), the Commission would not necessarily have rejected an Appointments Clause challenge. [read post]
10 Dec 2019, 3:06 am
Here’s the highlights from the GAO’s 20-page report: Since 2009, the Division of Enforcement (Enforcement) in the Securities and Exchange Commission (SEC) has made modifications to its reporting of enforcement statistics, including by releasing a stand-alone annual report beginning in fiscal year 2017. [read post]
27 Oct 2019, 9:02 pm
Securities and Exchange Commission. [read post]
