Search for: "Lucia v. Securities and Exchange Commission"
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15 Dec 2022, 8:33 am
Lucia's Day (December 13), the staff of the Securities and Exchange Commission published updates to its compliance and disclosure interpretations (CD&Is) with respect to non-GAAP financial measures. [read post]
17 May 2022, 4:10 am
The case is Securities and Exchange Commission v. [read post]
22 Jun 2018, 6:34 am
Securities and Exchange Commission. [read post]
11 Jul 2018, 9:30 pm
The securities industry initially brought the case Lucia v. [read post]
7 Nov 2022, 10:36 am
The US Supreme Court Monday heard oral arguments in Securities and Exchange Commission v. [read post]
11 Aug 2016, 10:33 am
Lucia Companies, Inc., et al., v. [read post]
23 Apr 2018, 2:33 pm
Securities and Exchange Commission, they were well aware of the implications the decision holds for the administrative state. [read post]
Argument preview: Justices turn to constitutional limits on appointment of administrative law judges
16 Apr 2018, 7:02 am
Securities and Exchange Commission may be as important a decision for the administrative state as any case the justices have heard all year. [read post]
11 Jan 2018, 3:01 am
Department of Justice changes sides in Lucia v. [read post]
23 Apr 2018, 4:26 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause. [read post]
9 Jan 2017, 4:00 am
Lucia Companies, Inc. et al. v. [read post]
11 Jan 2017, 10:36 am
Just before the clock struck 2017, the United States Court of Appeals for the Tenth Circuit weighed in on the constitutionality of the United States Securities and Exchange Commission’s (“SEC” or “Commission”) administrative law judges. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
18 Jan 2018, 6:16 am
The use of administrative law judges by the Securities and Exchange Commission has been strained since the jurisdiction was expanded under Dodd-Frank. [read post]
17 Aug 2022, 3:10 pm
[Assessing an aggressive Fifth Circuit opinion declaring Securities & Exchange Commission proceedings unconstituional.] [read post]
10 Oct 2017, 10:22 am
Circuit’s ruling in Lucia v. [read post]
1 Dec 2017, 6:00 am
In a stunning turn, the Securities and Exchange Commission altered its treatment of the SEC’s administrative law judges. [read post]
23 Aug 2016, 6:03 am
Lucia, John J. [read post]
21 Mar 2017, 3:59 pm
Last week, the United States Securities and Exchange Commission filed a petition for rehearing en banc with the Tenth Circuit Court of Appeals, imploring the court to reconsider a divided panel’s ruling on the unconstitutionality of its administrative law judges in Bandimere v. [read post]
