Search for: "Lucia v. Securities and Exchange Commission" Results 141 - 160 of 171
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6 Mar 2018, 4:07 am by Edith Roberts
At the Yale Journal on Regulation’s Notice & Comment blog, Jennifer Mascott looks at the federal government’s brief in Lucia v. [read post]
15 May 2019, 3:52 pm by Kevin LaCroix
Securities and Exchange Commission, the SEC’s use of its administrative forum. [read post]
10 Dec 2019, 3:06 am by Liz Dunshee
Here’s the highlights from the GAO’s 20-page report: Since 2009, the Division of Enforcement (Enforcement) in the Securities and Exchange Commission (SEC) has made modifications to its reporting of enforcement statistics, including by releasing a stand-alone annual report beginning in fiscal year 2017. [read post]
29 Jun 2018, 4:17 am by Edith Roberts
” At Law360 (subscription required), Daniel Walfish discusses the impact of the court’s decision in Lucia v. [read post]
18 Apr 2018, 1:33 pm by Adam Feldman
Securities and Exchange Commission, which will be argued next week. [read post]
16 Apr 2018, 4:21 am by Edith Roberts
” For the Los Angeles Times, David Savage notes that next week’s oral argument in Lucia v. [read post]
12 Jan 2018, 12:54 pm by Amy Howe
SEC , a challenge to the practice of having SEC staff, rather than the whole commission, appoint administrative law judges of the Securities and Exchange Commission. [read post]
29 May 2018, 4:13 am by Edith Roberts
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, and Lagos v. [read post]
1 May 2018, 4:14 am by Edith Roberts
” In an op-ed for The Hill, Oliver Dunford weighs in on Lucia v. [read post]
12 Jul 2018, 9:30 pm by Bobby Chen
Securities and Exchange Commission (SEC), which held that the SEC’s ALJs must be appointed by the President or the head of a department. [read post]
11 Jul 2018, 8:05 am by Andrew Hamm
” Briefly: Following Lucia v. [read post]
5 Jul 2018, 4:15 am by Edith Roberts
Commentary on Masterpiece Cakeshop v. [read post]
11 Jul 2023, 3:59 am by jonathanturley
Securities & Exchange Commission that past litigants were entitled to decisions from properly appointed judges. [read post]
8 Mar 2018, 7:57 am by John Elwood
Securities and Exchange Commission, 17-130, the government persuaded the court that the petitioners in Scott had “failed to raise an Appointments Clause challenge either before the [agency] or before the court of appeals, and neither of those bodies addressed the issue. [read post]