Search for: "Lucia v. Securities and Exchange Commission"
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9 Jan 2017, 4:00 am
Lucia Companies, Inc. et al. v. [read post]
6 Jan 2017, 6:26 am
Securities & Exchange Commission violated the Appointments Clause of the U.S. [read post]
4 Jan 2017, 7:51 am
There have been several challenges to the constitutionality of the in-house administrative judges at the Securities and Exchange Commission. [read post]
28 Dec 2016, 7:12 am
Lucia Cos. v. [read post]
1 Sep 2016, 6:21 am
SEC, a significant decision that holds that the Securities and Exchange Commission’s (“SEC” or “Commission”) use of administrative law judges (“ALJs”) is constitutional. [read post]
23 Aug 2016, 6:03 am
Lucia, John J. [read post]
12 Aug 2016, 7:12 am
Inc. v. [read post]
12 Aug 2016, 6:13 am
Securities and Exchange Commission . [read post]
11 Aug 2016, 10:33 am
Lucia Companies, Inc., et al., v. [read post]
11 Aug 2016, 4:02 am
Securities and Exchange Commission. [read post]
10 Aug 2016, 9:00 am
Lucia Companies, Inc. et al. v. [read post]
10 Aug 2016, 6:06 am
There have been several challenges to the constitutionality of the in-house judges at the Securities and Exchange Commission. [read post]
19 Feb 2016, 6:00 am
Lucia (collectively “Lucia”) in Lucia v. [read post]
17 Feb 2016, 11:30 am
Lucia (collectively “Lucia”) in Lucia v. [read post]
11 Feb 2016, 8:19 am
Lucia Companies, Inc. v. [read post]
15 Sep 2015, 9:02 am
The issue came to the Commission through a securities fraud case involving former investment advisor Ray Lucia, Sr., host of the Ray Lucia financial talk radio show, and Raymond J. [read post]
10 Aug 2012, 8:06 am
V. [read post]
10 Aug 2012, 8:06 am
V. [read post]
21 Jun 2011, 9:00 am
With exchange of notes Signed at Washington October 21, 1976. [read post]
20 Jun 2011, 1:00 pm
With exchange of notes Signed at Washington October 21, 1976. [read post]
