Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 1 - 20 of 118
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SEC Commissioner Speaks on Cybersecurity and Protecting Investors
18 May 2023, 9:01 pm by renholding
This topic is so essential for the safety and resiliency of our capital markets. [1] My special thanks to former Commissioner Luis Aguilar for initially inviting me to speak to you today. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference
17 May 2023, 6:31 am
Securities and Exchange Commission, on Wednesday, May 17, 2023 Editor's Note: Jaime Lizárraga is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference
17 May 2023, 6:31 am
Securities and Exchange Commission, on Wednesday, May 17, 2023 Editor's Note: Jaime Lizárraga is a Commissioner at the U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Bipartisan Group of Former SEC Officials and Securities Experts Confirms Longstanding SEC Authority on Climate Disclosure
16 Jun 2022, 9:05 pm by Working Group on Securities Disclosure Authority
Securities and Exchange Commission on June 16, 2022. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Compliance Bricks and Mortar for December 9
9 Dec 2016, 6:00 am by Doug Cornelius
Luis Aguilar recalls harrowing times at SEC by Jeff Benjamin in Investment News Mr. [read post]
Compliance Building - http://www.compliancebuilding.com
Looking Back at the SEC’s Transformation
24 Dec 2015, 6:47 am
Securities & Exchange Commission, on Thursday, December 24, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Protecting Investors through Proactive Regulation of Derivatives
16 Dec 2015, 6:02 am
Securities & Exchange Commission, on Wednesday, December 16, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Shedding Light on Dark Pools
25 Nov 2015, 6:20 am
Securities and Exchange Commission, on Wednesday, November 25, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Continuing Work of Enhancing Small Business Capital Formation
20 Nov 2015, 6:14 am
Securities and Exchange Commission, on Friday, November 20, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Making Capital Formation Work for Smaller Companies and Investors
4 Nov 2015, 6:02 am
Securities and Exchange Commission, on Wednesday, November 4, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Evolving Equity Markets Require Constant Attention
3 Nov 2015, 6:27 am
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Important Work of Boards of Directors
20 Oct 2015, 5:53 am
Securities and Exchange Commission, on Tuesday, October 20, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Importance of Being Earnest About Liquidity Risk Management
30 Sep 2015, 7:00 am
Securities and Exchange Commission, on Wednesday, September 30, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Enhancing the Commission’s Waiver Process
2 Sep 2015, 6:28 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Registration Framework for the Derivatives Market
12 Aug 2015, 6:33 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Clarity in Commission Orders
11 Aug 2015, 6:23 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The CEO Pay Ratio Rule
5 Aug 2015, 2:23 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Revisiting the Regulatory Framework of the US Treasury Market
16 Jul 2015, 6:13 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Making Executive Compensation More Accountable
1 Jul 2015, 1:00 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Role of Chief Compliance Officers Must be Supported
30 Jun 2015, 12:59 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov