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2 Jan 2024, 1:04 pm
In a recent case on appeal to the SEC, it turns out that FINRA had accepted a former Merrill Lynch registered representative's Arbitration Statement of Claim and charged him for said filing. [read post]
15 Jun 2015, 8:33 am by Jaclyn Belczyk
Lynch [SCOTUSblog materials] that a federal appeals court has jurisdiction to review the Board of Immigration Appeals' (BIA) rejection of an alien's motion to reopen his or her case. [read post]
8 Jan 2007, 5:58 am
[Business Week via How Appealing] * Classy. [read post]
24 Feb 2012, 2:11 pm by Ashby Jones
A discrimination lawsuit brought by 700 African-American stock brokers against Merrill Lynch was allowed to go forward on Friday, the result of a ruling by a federal appeals court in Chicago. [read post]
17 Oct 2012, 6:11 pm by Peter Moulinos
The Civil Court of the City of New York initially refused to dismiss the petition on such basis.On appeal, the Appellate Term ruled that the eviction proceeding could not proceed without leave of the Supreme Court. [read post]
24 Feb 2012, 8:39 am
BREAKING STORYAppeals Court Class Certification in Merrill Lynch Racial Discrimination Case Sets Stage for Conflict With Supreme Court's Wal-MartRead Bill Singer's Analysis and Full-Text Appellate Court Decision... [read post]
1 Aug 2011, 2:43 am by White Collar Crime Prof Blogger
Lynch & Matthew Goldstein, Reuters, Exclusive: SEC builds new tips machine to catch the next Madoff Joshua... [read post]
27 Nov 2010, 7:26 pm by Jill Gross
Last week, the Second Circuit Court of Appeals affirmed the denial of FINRA arbitration to a customer of a broker-dealer on the grounds of waiver. [read post]
29 Aug 2018, 6:43 am by Matthew Kahn
Court of Appeals for the Second Circuit heard oral argument on Monday in United States v. [read post]
12 Sep 2014, 7:42 am by Environmental Law Prof
On September 11, the Second Circuit (Raggi, Lynch, Chin) issued a decision in New York State Electric & Gas Corp. v. [read post]