Search for: "MANAGEMENT ENTITIES 1-10" Results 21 - 40 of 3,693
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
7 Sep 2011, 7:41 pm by Alexander J. Davie
 In addition, fund managers in Washington registered with the SEC must make a notice filing with the Washington Securities Division. 10. [read post]
7 Sep 2011, 7:41 pm by Alexander J. Davie
In addition, fund managers in Washington registered with the SEC must make a notice filing with the Washington Securities Division. 10. [read post]
28 Aug 2017, 9:46 am by Catherine DeBono Holmes
Now that the USCIS has issued guidance requiring redeployment of capital proceeds received by a new commercial enterprise (“NCE”) from repayment of its initial investment in a job-creating entity (“JCE”) for EB-5 investors who have not completed their “sustainment period,” every General Partner or Manager of an NCE will need to consider their fiduciary duties to the NCE’s EB-5 investors in making a reinvestment decision on behalf of the… [read post]
10 Mar 2014, 4:36 am by Karel Frielink
Then subsection 10 provides that subsections 1 to 9 of Section 2:16 CCC apply to public and private limited companies but for the rest only to a legal entity which owned a business within the sense of the Trade Register Decree within the period (of three years) referred to in subsection 3, whereby only improper management during that period is taken into account. [read post]
Management Agreement  Generally, a management agreement is the document that controls two important things: (1) the relationship between the business interest holder and the management of the company and (2) the distribution rights of the business interest holder. [read post]
24 Jul 2019, 7:59 am by Nicole Pottroff
The GSA’s Office of Systems Management, Integrated Award Environment (IAE), published an official notice of this new “Unique Entity ID Standard for Awards Management” in the Federal Register on July 10, 2019. [read post]
31 Jan 2014, 11:57 am by Mark S. Nelson
A bank that is subject to a decision under Article 10, however, may still engage in trading activities under Article 11 to prudently manage its own risk. [read post]
13 Jan 2014, 12:35 pm by Lisa Baird
Comments may be submitted in writing, or electronically at www.regulations.gov, on or before March 10, 2014. [read post]
30 Sep 2008, 8:04 pm
(f) As used in this section, a "managing agent" is a person or entity, who for compensation or, in expectation of compensation, exercises control over the assets of the association. [read post]
29 Jun 2020, 3:00 am by Robert Kreisman
To determine if there is a unity of ownership and interest, the courts have considered: (1) inadequate capitalization; (2) failure to issue stock; (3) failure to observe corporate formalities; (4) nonpayment of dividends; (5) insolvency of the debtor corporation; (6) non functioning of the other officers or directors; (7) absence of corporate records; (8) commingling of funds; (9) diversion of assets from the corporation by or to a stockholder or other person or entity to the… [read post]
20 Mar 2019, 4:00 am by John Gregory
Article 10 sets out criteria by which reliability may be presumed. [read post]
28 Mar 2023, 9:01 pm by renholding
The SEC proposed an array of new cybersecurity-related requirements in the form of: (1) an expansive new Rule 10, (2) extending the reach of Regulation SCI, and (3) expanding Regulation S-P, including to require incident response programs. [read post]