Search for: "MARK DODD"
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1 May 2024, 11:04 am
Merrick Dodd, American Business Corporations Until 1860, with Special Reference to Massachusetts (1954). [read post]
4 Apr 2024, 4:00 am
In the last five years, there have been numerous high-profile defamation lawsuits initiated by powerful men such as Hollywood producer Brett Ratner, Oxford professor Tariq Ramadan, businessman Robert Herjavec, CTV reporter Paul Bliss, poet Jeramy Dodds, writer Stephen Elliott, producer Chris Nelson, musician Marilyn Manson, and popstar Justin Bieber. [read post]
19 Mar 2024, 6:08 pm
Pix Credit National Portrait Gallery, Harold Pettit Maples, Back to the Drawing Board 1965 I have been working on the production of a comprehensive commentary of the United Nations Guiding Principles for Business and Human Rights. [read post]
24 Jan 2024, 7:51 am
This marked the highest-ever payout in the history of the SEC’s whistleblower program, surpassing the previous record of a $114 million award granted in October 2020. [read post]
22 Jan 2024, 9:01 pm
I am honored to be delivering the Alan B. [read post]
14 Dec 2023, 7:44 am
By Mark S. [read post]
7 Dec 2023, 1:30 am
In addition to bank regulation, recent regional bank failures and rising interest rates have contributed to a marked increase in non-bank lending to the commercial real estate market. [read post]
4 Dec 2023, 8:11 am
By Mark S. [read post]
27 Nov 2023, 11:35 am
“Today’s historic penalties and monitorship to ensure compliance with U.S. law and regulations mark a milestone for the virtual currency industry. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC distributed $930 million to harmed investors in fiscal year 2023, marking the second consecutive year with more than $900 million in distributions. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
12 Nov 2023, 4:00 am
Again, it was marked as a “loan reimbursement. [read post]
6 Nov 2023, 9:05 pm
For example, as a part of the 2011 Dodd-Frank Act, Congress enacted a whistleblower program to reward eligible individuals with up to 30 percent of the monetary penalties resulting from their tips. [read post]
2 Nov 2023, 9:01 pm
This adoption marks the latest step in what has been a long journey. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Dodd-Frank Act, FINRA, SEC, Short Sale Activity Boards Confront Evolving Risks and Pressures During Another Disruptive Year Posted by Amy Rojik, BDO, on Sunday, October 15, 2023 Tags: Board of Directors, Cybersecurity, ESG, SEC The Social Costs (and Benefits) of Dual-Class Stock Posted by Gregory H. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Dodd-Frank Act, FINRA, SEC, Short Sale Activity Boards Confront Evolving Risks and Pressures During Another Disruptive Year Posted by Amy Rojik, BDO, on Sunday, October 15, 2023 Tags: Board of Directors, Cybersecurity, ESG, SEC The Social Costs (and Benefits) of Dual-Class Stock Posted by Gregory H. [read post]
15 Oct 2023, 9:03 pm
When Congress in Dodd-Frank mandated that the SEC write rules with regard to short selling disclosure, they did so by amending that same section, 13f. [read post]
14 Oct 2023, 6:30 am
Posted by Mark T. [read post]
14 Oct 2023, 6:30 am
Posted by Mark T. [read post]
3 Oct 2023, 8:44 am
“It now has been 13 years since Dodd-Frank and well past time for swap dealers to ensure they are in full compliance with the CEA and CFTC regulations,” said Division of Enforcement Director Ian McGinley. [read post]
