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13 Jul 2013, 10:46 pm
Senator Mark Warner (D-VA), a key member of the Banking Committee, is co-sponsoring the bill, along with the Committee’s Ranking Member Senator Larry Crapo (R-ID). [read post]
22 Sep 2010, 4:40 am
Dodd-Frank: Not-So-Easy Come, Not-So-Easy Gone? [read post]
19 Jul 2014, 4:12 pm
In remarks at the Cato Institute forum on the Dodd-Frank Act, Rep. [read post]
18 Jan 2011, 6:25 am
Mark your calendars! [read post]
22 Nov 2010, 7:55 pm
Both lobbyists and lawyers say Dodd-Frank work is unlikely to dry up anytime soon. [read post]
2 Apr 2012, 3:00 pm
Gwen Moore (D-WI) designed to prevent entities from using the inter-affiliate swap exemption to evade Dodd-Frank derivatives regulation was agreed to by voice vote during the mark-up of Hr 2779. [read post]
7 Sep 2017, 3:10 pm
By Mark S. [read post]
1 Mar 2013, 7:30 am
Dodd, City University of New York City College, has pointed out to us that this Sunday, March 3, marks the centennial “the 1913 suffrage parade that Alice Paul organized in Washington, D.C. during Wilson's first inauguration. [read post]
13 Oct 2015, 7:58 am
Circuit agreed that Koch had marked the close and affirmed findings that he had violated the Exchange Act and the Investment Advisers Act. [read post]
1 Aug 2012, 4:01 pm
The House Capital Markets Subcommittee has approved bi-partisan legislation clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants. [read post]
16 Mar 2010, 3:40 am
During a press conference, Dodd said he will start marking up his bill in committee during the week… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
22 Aug 2011, 9:41 am
July 21, 2011 marked the official launch of the new Consumer Financial Protection Bureau (CFPB). [read post]
21 Aug 2012, 11:33 am
The SEC's announcement is the mark of success for its new Whistleblower Program, which was established one year ago after passage of the Dodd-Frank Act. [read post]
20 Jun 2011, 9:21 pm
Has reform missed the mark altogether? [read post]
12 Jul 2022, 1:39 pm
The Dodd-Frank Act specifically permits whistleblowers to provide their ‘original’ whistleblower information to the news media,” said Stephen M. [read post]
31 Dec 2010, 4:07 pm
The letter was signed by Senator Richard Shelby (R-AL), the Banking Committee’s Ranking Member, and two influential members of the committee, Senators Mark Warner (D-VA) and Bob Corker (R-TN). [read post]
16 Dec 2011, 4:45 pm
Section 1256 provides that contracts classified as Section 1256 contracts are marked to market and any gain or loss is generally treated as 60 percent long-term capital gain or loss and 40 percent short-term capital gain or loss. [read post]
26 Aug 2015, 6:00 pm
Today, Pillsbury attorneys Mark Jones, Brian Wong and Jessica Lutrin published their client advisory titled SEC Adopts Final Pay Ratio Disclosure Rules. [read post]
4 Sep 2012, 6:26 am
Following up on Bill Singer's recent comments on the SEC's "Financial Illiteracy" report, watch his New York Times video interview at Business Day Live (the story begins at the 4 minute and 30 second mark on the online tape).For context, READ: Moronic Study Forced Upon SEC By Dodd-Frank Yields Meaningless 212 Page Report... [read post]
31 Aug 2021, 8:50 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
