Search for: "MARY SCHAPIRO"
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1 Nov 2016, 6:04 am
Since its founding, the forum has attracted posts from more than 3,500 individuals, including such prominent contributors as SEC Chairs Mary Jo White and Mary Schapiro, Circuit Court Judge Richard Posner ’62, and Goldman Sachs CEO Lloyd Blankfein ’78. [read post]
3 Jun 2016, 7:32 am
Cohen served as a senior advisor to former SEC Chairman Mary Schapiro and advised her on legal, policy and administrative matters focusing mostly on enforcement and compliance issues, legislative matters, Congressional hearings, and coordination with other government agencies. [read post]
24 Feb 2016, 5:00 am
SASB director and former SEC Chair Mary Schapiro is identified on the Task Force website as Secretariat and Special Advisor to the Chair. [read post]
6 Nov 2015, 5:03 am
But SEC chairman Mary Schapiro wins. [read post]
21 Oct 2015, 4:12 am
Of those there have been 12 women: Roberta Karmel; Barbara Thomas; Aulana Peters; Mary Schapiro (counted twice); Laura Unger; Cynthia Glassman; Annette Nazareth; Kathleen Casey; Elisse Walter; Mary Jo White and Kara Stein. [read post]
4 Jun 2015, 3:17 am
Chair White – just like Chair Schapiro before her – doesn’t have that luxury. [read post]
13 May 2015, 3:30 am
” From Mary Schapiro on what it takes to succeed as a woman in a male dominated industry. [read post]
24 Nov 2014, 3:15 am
A lot of big names in our field were involved including former SEC Chair Harvey Pitt on the advisory committee – and former Chair Mary Schapiro as one of the judges. [read post]
18 Jun 2014, 5:00 am
Rohr* 0 38,675 0 0 38,675 Mary L. [read post]
3 Feb 2014, 4:24 am
Meanwhile, former SEC Chair Mary Schapiro has changed her role at Promontory Financial Group so that she is no longer working as a consultant... [read post]
27 Sep 2013, 12:27 pm
While some of the SEC’s enforcement program going forward will involve a continuation and reinforcement of efforts begun during the administration of former Chair Mary Schapiro and former Enforcement Director Robert Khuzami, much of it will entail new initiatives. [read post]
29 Aug 2013, 4:26 am
I wondered, though, whether her tenure would change the Commission dramatically from that of her predecessor, Mary Schapiro. [read post]
13 Aug 2013, 4:21 am
Jack Reed called [FINRA's then-chief executive] Mary Schapiro. [read post]
30 Jul 2013, 6:16 am
It is too soon to predict exactly how they may reshape the program—in contrast with this period four years ago, when Chairman Mary Schapiro and Enforcement Director Robert Khuzami assumed their positions in the wake of Madoff and the financial crisis and with a mandate for major reform, the new team is moving more incrementally. [read post]
11 Jun 2013, 5:00 am
The SEC’s goal of reform has been in the works for a long time, was championed by former Chair of the SEC, Mary Schapiro, and has been continued by current Chair Mary Jo White. [read post]
30 May 2013, 2:35 pm
So who is Mary Jo White? [read post]
21 May 2013, 6:28 am
Thus, as an independent agency, the SEC is not clearly required to follow Executive Orders No. 13563 and 13579, but former SEC Chairman Mary Schapiro indicated that the Commission would abide by the Executive Orders and in Senate confirmation hearings testimony SEC Chair–Designate Mary Jo White acknowledged that the SEC should seek to assess the economic impacts of its contemplated rulemaking. [read post]
10 May 2013, 11:07 am
This is simply codifying what then SEC Chair Mary Schapiro said that the Commission intended to do, he noted, adding that this is a minimal expectation from federal financial regulators.Ranking Member Maxine Waters (D-CA) opposes H.R. 1062 because it would add a number of additional factors to the cost-benefit analysis that the SEC would have to do and, among other things, impede the Commission’s implementation of the Dodd-Frank Act. [read post]
3 May 2013, 10:00 pm
Legal Reform News Daily / Wall Street JournalWSJ.com Corruption Currents: The final enforcement stats are in for Mary Schapiro’s tenure at the Securities and Exchange Commission, but it may be to early to make any pronouncements about her legacy. [read post]
29 Apr 2013, 4:21 am
Mary Schapiro left the SEC early - which is not atypical - as her term expires next year. [read post]
