Search for: "MARY SCHAPIRO"
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2 Sep 2009, 2:31 pm
Schapiro, held on September 2, 2009. [read post]
16 Feb 2009, 1:07 pm
Mary Schapiro has already distanced herself... [read post]
9 May 2011, 2:14 pm
Republican Senators on the Senate Banking Committee urge the watchdogs for regulators to make sure the agencies take cost into account in promulgating Dodd-Frank rules, and SEC Chair Mary Schapiro says agency will focus on cost-benefit analysis when it considers... [read post]
24 Feb 2009, 12:57 pm
(Rick) Ketchum has been appointed FINRA's Chief Executive Officer, replacing the new SEC Chair Mary Schapiro. [read post]
14 Apr 2013, 3:37 am
The business news reports that Mary Schapiro, recently SEC chair, has followed other former regulators to Promontory Findancial, which helps banks and others with their compliance duties under federal regulations. [read post]
1 Feb 2009, 5:00 am
Mary Schapiro has her work cut out for her. [read post]
6 May 2011, 11:18 am
SEC Chairman Mary L. [read post]
16 Aug 2010, 12:25 pm
SEC Chair Mary Schapiro has consistently stated that enhancing and improving the agency's Enforcement Division was one of her priorities in restoring the SEC's reputation. [read post]
30 Sep 2010, 12:57 pm
SEC Chairman Mary L. [read post]
15 Jul 2009, 4:38 am
[JURIST] The US Securities and Exchange Commission (SEC) [official website] is engaging in more vigorous enforcement of its rules and policies [testimony] in order to address the financial crisis and improve investor protection, Chairman Mary Schapiro [official profile] testified before the US House of Representatives Subcommittee [official website] on Capital Markets, Insurance and [read post]
5 Feb 2010, 12:27 pm
FINRA's board of governors will review allegations that senior executives, including Mary Schapiro, received excessive compensation in 2008, despite the organization's operating losses. [read post]
7 Sep 2010, 11:06 pm
Schapiro, said on Tuesday. [read post]
1 Feb 2010, 12:34 pm
SEC Chairman Mary Schapiro and UK Financial Services Authority (FSA) Chairman Adair Turner and Chief Executive Hector Sants met in London today as part of the SEC-FSA Strategic Dialogue. [read post]
28 Sep 2010, 7:01 am
For roughly 75 minutes, current Commission Chair Mary Schapiro and former chairs Richard Breeden (1989-1993) and Harvey Pitt (2001-2003) spoke on topics... [read post]
1 Sep 2009, 11:11 am
SEC Chair Mary Schapiro released an open letter to the CEOs of broker-dealer firms warning that compensation arrangements could provide improper incentives for registered representatives to engage in abusive sales conduct and reminding them of the firms' supervisory responsibilities. [read post]
18 Apr 2012, 1:28 pm
SEC Chair Mary Schapiro described recent SEC efforts to improve its economic analysis in rulemaking, In her testimony before a House congressional committee on April 17. [read post]
1 May 2009, 6:09 pm
Mary L. [read post]
10 Mar 2011, 3:09 pm
Today was a big day for the SEC on Capitol Hill, as Chair Mary Schapiro testified before two different oversight committees on the SEC's budget and ethical issues: Testimony on the Financial Management, Work Force Management and Internal Operations of... [read post]
5 Nov 2009, 1:36 pm
House Financial Services Committee Chairman Barney Frank sent a letter to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro seeking their input on efforts to strengthen the derivatives legislation recently approved by the... [read post]
24 Aug 2012, 1:12 pm
Aguilar yesterday responded to Chairman Mary L. [read post]
