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10 Mar 2015, 4:00 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
10 Mar 2015, 4:00 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
10 Jul 2013, 9:41 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
2 May 2013, 12:08 am
If a particular request is not applicable, mark it as such in your response to the document request. [read post]
19 Mar 2013, 11:22 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
8 May 2012, 9:36 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
28 Nov 2011, 7:19 am
., a mutual fund’s NAV is required to be calculated and marked to market daily), a ’40 Act registered fund provides greater regulatory safeguards. [read post]
12 Oct 2011, 5:03 am
Daly III FCPA Compliance and Ethics Blog by Thomas Fox FCPA Professor By Mike Koehler Fraud Bytes By Mark Zimbleman and Aaron Zimbleman Harvard Corporate Governance Blog By Harvard Law School Program on Corporate Governance Hedged.biz By Brian Goh, Burnham Banks, Mark Martyrossian, Mark Fleming Hedge Fund Law Blog by Bart Mallon Indiana Commercial Foreclosure Law By John Waller Indian Corporate Law Blog By Multiple Authors nHouseBlog Albish Publishing… [read post]
8 Oct 2011, 9:45 am
Karl Cole-Frieman, a partner with Cole-Frieman & Mallon LLP, will be the attorney on the panel and will be discussing both the legal and business aspects of compliance with the various Dodd-Frank regulations. [read post]
5 Sep 2011, 10:50 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
2 Sep 2011, 7:34 pm
Mark Perlow, Partner, K & L Gates LLP Mr. [read post]
14 Aug 2011, 3:12 am
For more information, please see our CTA and CPO Registration and Compliance Guide or call Bart Mallon directly at 415-868-5345. [read post]
21 Jul 2011, 8:11 pm
Buffer for Mid-Sized Advisers – there is a buffer zone around the $100M mark for certain managers. [read post]
19 Jun 2011, 6:17 pm
The NFA’s “Compliance Issues for Forex IBs, CPOs and CTAs” webinar is archived on the NFA’s website and can be found here . **** Bart Mallon is an attorney with a practice focused on hedge funds managed futures and forex regulatory issues. [read post]
17 Apr 2011, 12:39 pm
PANELISTS: Bart Mallon | Bart Mallon, PC Mark Ruddy | Ruddy Law Office PLLC Sharon Pendleton | Director, Compliance of NFA Whether you trade traditional futures and options, forex or swaps and derivatives, you will not want to miss this session. [read post]
17 Jan 2011, 4:09 pm
Bart Mallon, Esq. [read post]
21 Sep 2010, 7:09 pm
Bart Mallon of Mallon P.C. will be a speaker at the event. [read post]
