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2 Aug 2010, 1:08 pm by Arocho Law Office
Once you have a feel for the right questions to determine your company’s SWOT, you may want to consider working with a business consultant that specializes in marketing strategy and competitive effects analysis. [read post]
16 May 2007, 1:57 am
International Electronic Discovery and Data Restoration Company Debuts New Facility to Keep Pace With Expanding Legal Market ATLANTA--(BUSINESS WIRE)--eMag Solutions LLC, a leading international electronic discovery company, has expanded and relocated its Production facility in New York City to service its growing base of clients and keep pace with demand in the legal market. eMag Solutions' customers include leading corporations, law firms, financial institutions,… [read post]
11 May 2010, 6:50 am by The Docket Navigator
The court granted plaintiff's motion to compel the production of defendants' marketing and distribution strategy information for its ANADA products. [read post]
21 Apr 2020, 10:35 am by IncNow
Therefore, if an average market had 100 scooters, it would have 10,000 protected series within one Delaware Series LLC to further separate its assets. [read post]
5 Jun 2023, 7:26 am by Stoltmann Law
--(BUSINESS WIRE)--Jun 5, 2023--“Registered index-linked annuities are attractive investment strategies that provide flexibility, growth opportunities and partial downside protection during times of market volatility,” said Alison Reed, Chief Operating Officer of Jackson National Life Distributors LLC (JNLD), the marketing and distribution business of Jackson. [read post]
5 Sep 2023, 7:00 am by Katherine Oberlies
Securities and Exchange Commission (“SEC”) issued an order imposing civil monetary penalties against Titan Global Capital Management USA LLC (“Titan”) for violations of the new investment adviser Marketing Rule, Rule 206(4)-1. [read post]
17 Jul 2018, 9:48 am by Kimberly Chow and Jason Gordon
With both federal and state regulators paying attention to these hot areas, marketers considering sales strategies in any way similar to those described here are advised to be aware of the law and very cautious. [read post]
17 Jul 2018, 9:48 am by Kimberly Chow and Jason Gordon
With both federal and state regulators paying attention to these hot areas, marketers considering sales strategies in any way similar to those described here are advised to be aware of the law and very cautious. [read post]
20 Aug 2009, 5:55 pm
One strategy traders pursued to protect against a market correction is called a "1-by-2 put ratio spread," and was seen Tuesday in third-quarter SPY put options, said Steve Claussen, chief investment strategist of OptionsHouse LLC. [read post]
28 Oct 2015, 2:21 pm by D. Daxton White
The Securities and Exchange Commission recently announced that UBS Willow Management LLC and UBS Fund Advisor LLC agreed to pay $17.5 million to settle charges for their roles in failing to disclose investment strategy changes in the UBS Willow Fund, LLC. [read post]
28 Aug 2019, 9:37 am by Zamansky
The post Lawsuits Against UBS and Others for Yield Enhancement Strategy Losses Continue to Gain Momentum appeared first on Zamansky LLC. [read post]
10 Mar 2020, 6:22 am by Zamansky
The post Coronavirus Market Crash Losses Could Actually Be Your Broker’s Fault appeared first on Zamansky LLC. [read post]
17 Feb 2020, 6:48 am by Silver Law Group
The options overlay strategy is the UBS Yield Enhancement Strategy (YES) program, which was an trading strategy involving a series of put and call option spreads on a market index. [read post]
6 May 2008, 6:36 am
  At this 2 day law firm marketing event for small law firms, attorneys will learn from nationally recognized law firm marketing experts and prominent California attorneys who will teach them step-by-step strategies for finding new clients and building a seven figure law practice. [read post]
11 Nov 2011, 1:20 am by Hedge Fund Lawyer
Hicks and Locust Offshore Management, LLC Marketing, of course, is an issue close to the heart of every hedge fund manager. [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
  Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
8 Jan 2020, 4:50 pm by Renae Lloyd
  UBS brokers reportedly marketed the Yield Enhancement Strategy, or YES, to wealthy clients. [read post]