Search for: "Marlon Paz" Results 1 - 7 of 7
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Weekly Roundup: December 1-December 7, 2023
8 Dec 2023, 6:30 am
Posted by Michael Ohlrogge (NYU), on Friday, December 1, 2023 Tags: bank failure, Deposit insurance, FDIC, Moral hazard SEC Outlines 2024 Examination Priorities Posted by Aaron Gilbride, Marlon Q. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: December 1-December 7, 2023
8 Dec 2023, 6:30 am
Posted by Michael Ohlrogge (NYU), on Friday, December 1, 2023 Tags: bank failure, Deposit insurance, FDIC, Moral hazard SEC Outlines 2024 Examination Priorities Posted by Aaron Gilbride, Marlon Q. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Outlines 2024 Examination Priorities
2 Dec 2023, 6:30 am
Paz and Naim Culhaci, Latham & Watkins LLP, on Saturday, December 2, 2023 Editor's Note: Aaron Gilbride and Marlon Q. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Outlines 2024 Examination Priorities
2 Dec 2023, 6:30 am
Paz and Naim Culhaci, Latham & Watkins LLP, on Saturday, December 2, 2023 Editor's Note: Aaron Gilbride and Marlon Q. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Regulation in the Era of Fintech
25 Apr 2021, 9:03 pm by Series of Essays
Nazareth, a Senior Counsel at Davis Polk & Wardwell LLP; Michael Nonaka, a partner at Covington & Burling LLP; Marlon Paz, a partner at Mayer Brown LLP; Jennifer J. [read post]
RegBlog - http://www.regblog.org/
ABA panel seeks clarity on finders
18 Sep 2017, 7:25 am by John Jascob
The panels’ moderator, Marlon Paz, partner at Seward & Kissel LLP, explained that Exchange Act Section 3(a)(4) is the starting point for determining if someone must be registered with the Commission. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Top Contributor Essays of 2021
26 Dec 2021, 9:05 pm by Series of Essays
April 27, 2021 | Marlon Paz, Mayer Brown LLP and the University of Pennsylvania Law School The GameStop frenzy raises questions about the adequacy of securities market plumbing. [read post]
RegBlog - https://www.theregreview.org/