Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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28 Sep 2016, 11:44 am
“Securities clearing agencies are a vital part of the infrastructure underpinning the U.S. financial system,” said SEC Chair Mary Jo White. [read post]
23 Sep 2016, 6:07 am
Securities and Exchange Commission, on Friday, September 23, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
16 Sep 2016, 6:11 am
Securities & Exchange Commission, on Friday, September 16, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
18 Aug 2016, 6:30 am
Last year, for example, 44 Democratic Senators wrote a letter to SEC Chair Mary Jo White, urging the SEC to promulgate a rule requiring issuers to disclose how they use corporate resources for political activities. [read post]
2 Aug 2016, 7:32 am
Securities and Exchange Commission, and the U.S. [read post]
22 Jul 2016, 11:01 am
While the firm disclosed to investors that it would operate as a broker-dealer in exchange for a fee, it did not register as a broker-dealer with the SEC or any state securities commission. [read post]
13 Jul 2016, 10:12 am
“The proposed amendments address outdated and redundant disclosure requirements while continuing to require companies to provide investors with what they need to make informed decisions,” said SEC Chair Mary Jo White. [read post]
13 Jul 2016, 10:12 am
“This action ensures the public’s accessibility to transaction information, extends the scope of Regulation SBSR to additional entities and transactions and completes an important mandate under Title VII of the Dodd-Frank Act,” said SEC Chair Mary Jo White. [read post]
12 Jul 2016, 6:41 am
“I welcome the new members and thank all members who have served and continue to serve on the Investor Advisory Committee,” said SEC Chair Mary Jo White. [read post]
28 Jun 2016, 6:57 am
Securities & Exchange Commission, on Tuesday, June 28, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
15 Jun 2016, 6:10 am
Securities and Exchange Commission, on Wednesday, June 15, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
3 Jun 2016, 6:21 am
Securities & Exchange Commission, on Friday, June 3, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
16 May 2016, 12:51 pm
“The Treasury cash market is vital for investors and other market participants,” said SEC Chair Mary Jo White. [read post]
27 Apr 2016, 9:03 am
CAT will enable regulators to harness today’s technology to enhance the regulation and oversight of today’s trading markets,” said SEC Chair Mary Jo White. [read post]
26 Apr 2016, 1:13 pm
Securities and Exchange Commission (“SEC”) and the U.S. [read post]
22 Apr 2016, 10:29 am
The Securities Industry and Financial Markets Association, while broadly supporting the EMSAC’s overall efforts, also said in a statement that an access fee pilot should not include a trade-at provision.The maker-taker model was one of the five areas SEC Chair Mary Jo White identified for further review in her 2014 speech outlining her principles for market structure reform. [read post]
21 Apr 2016, 4:32 pm
Department of Justice and the Securities and the Securities Exchange Commission are investigating the company. [read post]
15 Apr 2016, 6:03 am
“For years, the over-the-counter derivatives market operated without basic customer protections,” said SEC Chair Mary Jo White. [read post]
15 Apr 2016, 6:00 am
Securities and Exchange Commission, on Thursday, April 14, 2016 Tags: Accounting, Accounting standards, Disclosure, ESG, Financial Regulation, Financial reporting, Information asymmetries, Information environment, Investor protection, Regulation S-K, SEC, SEC rulemaking, Securities Regulation, Sustainability, Transparency Statement from Chair White on Regulation S-K Concept Release Posted by Mary Jo White,… [read post]
14 Apr 2016, 6:23 am
Securities and Exchange Commission, on Thursday, April 14, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
