Search for: "Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission,"
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16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
3 Jun 2016, 7:32 am
The Securities and Exchange Commission today announced that Stephen L. [read post]
27 Nov 2012, 9:30 pm
Mary L. [read post]
19 Nov 2012, 9:08 am
In a press release, SEC Chairman Mary L. [read post]
16 Nov 2012, 12:59 pm
"In just its first year, the whistleblower program already has proven to be a valuable tool in helping us ferret out financial fraud,” said SEC Chairman Mary L. [read post]
6 Sep 2012, 1:53 am
” Her article notes that recently a number of companies “have warned investors in their prospectuses filed with the Securities and Exchange Commission that the JOBS Act’s breaks on SEC rules could actually be a turnoff. [read post]
1 Aug 2012, 8:52 am
The report is the culmination of an extensive review of the municipal securities market that was initiated by SEC Chairman Mary L. [read post]
19 Jun 2012, 2:00 am
In the last three months, Chairman Mary L. [read post]
24 Feb 2012, 6:35 am
Securities and Exchange Commission, the Hon. [read post]
30 Dec 2011, 7:27 am
Becker and SEC Chairman Mary Schapiro. [read post]
13 Oct 2011, 12:23 pm
“This action also challenges the failure of SEC Chairman Mary L. [read post]
23 Sep 2011, 9:43 am
Becker, Chairman Schapiro and Inspector General Kotz was before the Subcommittee on Oversight and Investigations of the U.S. [read post]
22 Sep 2011, 1:13 pm
Securities and Exchange Commission, Before the Subcommittee on Oversight and Investigations of the U.S. [read post]
12 Sep 2011, 9:53 am
Chairman Mary L. [read post]
7 Sep 2011, 2:41 pm
Chairman Mary L. [read post]
7 Sep 2011, 4:02 am
Chairman Mary L. [read post]
2 Aug 2011, 1:05 am
McHenry, Chairman of the Committee on Oversight and Government Reform, SEC Chairman Mary L. [read post]
26 Jul 2011, 5:00 pm
The large trader reporting rule will significantly bolster our ability to oversee the U.S. securities markets in a time when trades can be transacted in milliseconds or faster,” said SEC Chairman Mary L. [read post]
23 Jun 2011, 2:00 am
For example, the impact of regulations, including the 500 holder of record threshold in Section 12(g) of the Exchange Act, was recently put in the spotlight by correspondence between Congressman Darrell Issa (R-CA), Chairman of the House Committee on Oversight and Government Reform, and Mary Schapiro, Chairman of the SEC.[10] Subsequently, Chairman Schapiro also testified on May 10, 2011, before the… [read post]
16 May 2011, 9:47 am
Last year, for instance, the Securities and Exchange Commission brought 47 enforcement actions against the architects of apparent Ponzi schemes. [read post]
