Search for: "Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission,"
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23 Jun 2011, 2:00 am
For example, the impact of regulations, including the 500 holder of record threshold in Section 12(g) of the Exchange Act, was recently put in the spotlight by correspondence between Congressman Darrell Issa (R-CA), Chairman of the House Committee on Oversight and Government Reform, and Mary Schapiro, Chairman of the SEC.[10] Subsequently, Chairman Schapiro also testified on May 10, 2011, before the… [read post]
19 Nov 2012, 9:08 am
In a press release, SEC Chairman Mary L. [read post]
2 Aug 2011, 1:05 am
McHenry, Chairman of the Committee on Oversight and Government Reform, SEC Chairman Mary L. [read post]
7 Sep 2011, 4:02 am
Chairman Mary L. [read post]
10 May 2011, 8:47 am
See footnote 25 of the Letter From SEC Chairman Mary L. [read post]
26 Jul 2011, 5:00 pm
The large trader reporting rule will significantly bolster our ability to oversee the U.S. securities markets in a time when trades can be transacted in milliseconds or faster,” said SEC Chairman Mary L. [read post]
23 Jun 2009, 5:38 pm
Schapiro U.S. [read post]
16 May 2011, 9:47 am
Last year, for instance, the Securities and Exchange Commission brought 47 enforcement actions against the architects of apparent Ponzi schemes. [read post]
9 Oct 2009, 5:58 am
Schapiro Deputy Chief of Staff Securities and Exchange Commission Jeffrey Gordon Alfred W. [read post]
30 Dec 2011, 7:27 am
Becker and SEC Chairman Mary Schapiro. [read post]
18 Jul 2009, 7:31 am
Mary Schapiro was sworn in on January 27, 2009 as the twenty-ninth Chairman of the SEC. [read post]
13 Sep 2009, 4:31 am
Securities and Exchange Commission Washington, D.C. [read post]
2 Mar 2010, 1:34 pm
As described by SEC Chairman Mary Schapiro, sponsored access is like "giving your car keys to a friend who doesn't have a license and letting him drive unaccompanied. [read post]
6 Sep 2012, 1:53 am
” Her article notes that recently a number of companies “have warned investors in their prospectuses filed with the Securities and Exchange Commission that the JOBS Act’s breaks on SEC rules could actually be a turnoff. [read post]
