Search for: "Matt Bishop" Results 21 - 40 of 74
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8 Apr 2011, 8:29 am by Kara OBrien
  She touches on important areas such as compliance, codes of ethics and fees, all of which fall into the “extensive preparation” that needs to be done before funds can file their Form ADV. 5) Business Insider: 12 Hilariously Incriminating Quotes From The Latest Insider Trading Bust - To add a bit of humor to your Friday, I offer this post from Courtney Comstock with call transcripts from this week’s insider trading bust of attorney Matt Kluger and trader Garrett… [read post]
28 Feb 2014, 4:18 am by Broc Romanek
NASAA Kindly Objects to SEC's Regulation A+ Proposal - Other State Commissioners Not So Much As Keith Bishop blogs, the association for state securities regulators - NASAA - recently submitted this comment letter on the SEC's Regulation A+ proposal, objecting to potentially being exempted from these offerings. [read post]
31 Jul 2012, 6:47 am by Nabiha Syed
”  Jonathen Stempel and Terry Baynes of Reuters, Tricia Bishop and Kevin Rector of the Baltimore Sun, Bill Mears of CNN, and the Associated Press all provide coverage. [read post]
2 Aug 2013, 9:29 am by Gene Takagi
http://ow.ly/nsi1k Center for Effective Philanthropy: Several critiques of Buffet's op-ed: Matt Bishop http://ow.ly/nqFLQ; Tom Watson http://ow.ly/nqFRi; Howard Husock http://ow.ly/nqGGQ Ellis Carter: Nonprofit Entity Selection: http://bit.ly/1e1a4wP Pro Bono Partnership: We would like to form a 501(c)(3) nonprofit to support the work of a charity in another country. [read post]
7 Apr 2021, 4:00 am by Jim Sedor
Campaign Finance North Dakota: “Citing Too Much Paperwork, North Dakota Lawmakers Sink Bills to Boost Campaign Finance Transparency” by Jeremy Turley for Inforum.com Elections California: “How GOP Used Misinformation, Partisan News Sites to Flip California House Seats” by Freddie Brewster and Katie Licari for CalMatters Ethics National: “Matt Gaetz, Loyal for Years to Trump, Is Said to Have Sought a Blanket Pardon” by Michael Schmidt, Maggie Haberman,… [read post]
2 Apr 2020, 3:00 am by Jim Sedor
Lobbying Laws Come into Force in May” by Haley Woodin for Business in Vancouver Illinois: “Pandemic Derails Illinois’ Lobbying Reform Commission Ahead of Key Deadline” by Greg Bishop for The Center Square New York: “Cuomo Pulls Back on Proposed Donor Disclosures for Nonprofits” by Kay Dervishi for City and State The post Thursday’s LobbyComply News Roundup appeared first on LobbyComply. [read post]
12 Sep 2019, 3:00 am by Jim Sedor
” by Dave Levinthal for Center for Public Integrity New Jersey: “ACLU Files Suit in Favor of ‘Dark Money,’ Says Donors Should Be Able to Give Money Anonymously” by Ted Sherman (NJ Advance Media) for Newark Star Ledger Tennessee: “Tennessee Campaign Finance Officials Urge Revamp of Website, More Auditors to Scrutinize Lawmaker Spending” by Joel Ebert for The Tennessean Elections Montana: “Court Strikes Down Montana Law Barring Political… [read post]
22 Jan 2010, 1:55 pm by Heather Young
THIS COURT ORDERS that Robert Zumbrunnen, Matt Brown and InvestorsHub.com Inc. provide the names and addresses of the following of its members and posters: Stratey, itlogic, Jim Bishop, Janice Shell, Universal Trader, Rtso, Livingstyle, Soyelpato, AccipiterO, strongtower, snow, peraire, and Fast Flyer 03, Strongtower, 1 summer, AccipiterQ, bob41, Buckley, soyelpato, greedy malone, rolltide, marine-1, firelane, (and any other poster who makes negative, libelous or defamatory… [read post]
2 Jul 2014, 4:05 am by Broc Romanek
”… Echo Therapeutics Adopts Fee-Shifting Bylaw In his blog, Keith Bishop identifies the one company found to have adopted a fee-shifting bylaw. [read post]
9 Nov 2016, 11:40 am by Paul Weiland
  Rumored candidates for Interior include Rob Bishop, Jan Brewer, Mike Crapo, Dennis Daugaard, Mary Fallin, Robert Grady, Harold Hamm, Forrest Lucas, Cynthia Lummis, Susana Martinez, Matt Mead, Butch Otter, Sarah Palin, Dan Sullivan, and Don Young. [read post]
17 Mar 2017, 6:00 am by Doug Cornelius
[More…] “And” Or “Or” – This Ninth Circuit Opinion Highlights The Difference by Keith Paul Bishop in California Corporate Securities Law “And” and “or” are classified as conjunctions. [read post]
9 Sep 2012, 10:19 pm by Ken
" If I jumped out of a dark alley and threw hand-carved rooks and bishops at him, nobody would say that I had "started a game of chess" with him. [read post]
27 Jun 2020, 4:07 am by Matt Gluck, Tia Sewell
Matt Gluck and Tia Sewell posted a criminal complaint and indictment against a U.S. [read post]
30 Nov 2011, 7:35 am by Juan Antunez
But the story is reminiscent of the foundation of what was formerly known as the Bishop Estate, created by Charles Reed Bishop, a banker who married the Hawaiian princess Bernice Pauahi. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
17 Mar 2009, 6:30 am
Organizing Committee Jeffrey Hunker, General Chair, Carnegie Mellon University, USA Michael Froomkin, Co-chair, University of Miami, USA Matt Bishop, Co-chair, University of California Davis, USA [read post]
30 Mar 2012, 5:00 am by Doug Cornelius
Chowing Down On The JOBS Act And Ralston Purina by Keith Paul Bishop in California Corporate and Securities Law blog Anyone who has studied securities laws has undoubtedly heard of the Supreme Court’s decision in SEC v. [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]