Search for: "Matter of Discipline of Rued" Results 1 - 4 of 4
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FINRA Cannot Enforce Disciplinary Actions Through the Courts, Says Federal Appeals Court
6 Oct 2011, 7:51 pm
Meantime, FINRA has said that this latest ruing will not limit its ability to enforce securities laws and FINRA rules, protect investors, or discipline financial firms. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
Divide and Do Not Conquer
15 Nov 2007, 10:00 am
Ultimately, United States District Chief Judge Vaughn Walker did not refer the matter for discipline, but the fact that a District Court Judge pondered the idea is interesting, to say the least. [read post]
Wage Law - http://www.californiawagelaw.com/wage_law/
Stupid Online Teen Banter Isn’t “Disorderly Conduct”–State v. Nelson
22 Dec 2014, 11:16 am by Eric Goldman
The home raid struck out, so the authorities could have let the matter drop. [read post]
Technology & Marketing Law Blog - http://blog.ericgoldman.org/
Registration and Program Information for the 2022 Annual Meetiong of the European China Law Studies Association (Copenhagen 21-23 September)n
20 Aug 2022, 11:47 am
Ru Ding, China University of Political Science and Law Chinese Investment Disputes and Non-Adversarial Dispute Settlement. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/