Search for: "Matter of Equity Funding Corp. of America"
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15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
13 Nov 2023, 9:05 pm
" (ii) The 1970s case is In re Equity Funding Corp. of America, 396 F. [read post]
15 Jun 2023, 6:06 am
Secretary of State Tony Blinken landed in Kenya in November 2022 and was whisked downtown along the $668 million Nairobi Expressway funded by the China Road and Bridge Corp. [read post]
19 May 2023, 11:00 pm
“It doesn’t matter how complex those deals and packages were, if the assets are under-performing, it’s all the same," Richard noted.So, some billion-dollar hedge funds made some bad bets and it’s time to for them to pay the piper, right? [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
28 Jan 2023, 7:32 am
" (EU Corporate sustainability reporting (disclosure touches on environmental matters; social and employee aspects; respect for human rights; anti-corruption and bribery issues; diversity on board of directors)). [read post]
18 Jul 2022, 2:37 pm
In Americas Mining Corp. v. [read post]
22 Apr 2022, 4:00 am
Censorship Battles’ New Frontier: Your public library MSN – Annie Gowan (Washington Post) | Published: 4/17/2022 In a growing number of communities across America, conservatives have mounted challenges to books and other content related to race, sex, gender, and other subjects they deem inappropriate. [read post]
13 Jan 2022, 1:16 pm
The signalling is clear in the concurrence:çWhy does the major questions doctrine matter? [read post]
1 Dec 2021, 7:40 am
Brown Rudnick’s Latin America team has extensive experience on a broad range of matters, including representing companies with cross-border business opportunities, litigation, and arbitration across the globe. [read post]
25 Oct 2021, 1:20 pm
Wednesday, October 27, 2021, at 10:00 a.m.: The House Homeland Security Committee will hold a hearing on ensuring equity in disaster preparedness, response and recovery. [read post]
21 Oct 2021, 6:35 am
“Staff did not observe that any advisers to private funds and registered funds experienced liquidity issues or difficulties with counterparties. [read post]
11 Oct 2021, 11:10 am
Marine Corps; Jeremy Butler, chief executive officer of Iraq and Afghanistan Veterans of America; Dr. [read post]
4 Oct 2021, 12:56 pm
Army Corps of Engineers: Gen. [read post]
28 Sep 2021, 7:35 am
-based mobile advertising company, agreed to sell itself to Chinese private equity firm Orient Hontai Capital. [read post]
3 Sep 2021, 6:28 am
The majority of individual segments have remained fairly stable during the second quarter with the Spanish equities markets also rising but gaining less than other international indices. [read post]
6 Aug 2021, 11:00 am
Electronic Payment Solutions of America, Inc., No. 17-02535 (D. [read post]
13 Jul 2021, 5:30 am
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
2 Jul 2021, 8:06 am
Pix Credit HERENorges Bank announced its decision to revoke the exclusion of Precious Shipping PCL from the Fund. [read post]
