Search for: "Matter of Financial Corp."
Results 21 - 40
of 2,853
Sorted by Relevance
|
Sort by Date
13 Aug 2008, 4:39 pm
Stifel Financial Corp., et al., 08-cv-01167, is pending in the U.S. [read post]
21 Jun 2017, 3:01 am
Rob was also a colleague of former Corp Fin Director Linda Quinn. [read post]
1 Dec 2009, 8:00 am
Given the paucity of filings on Friday, we couldn't help but pay attention to the 10-K that TFS Financial Corp. [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
21 Feb 2007, 6:10 pm
Baron and Buchbinder allegedly filed lawsuits and otherwise interfered in Natanzon's attempt to rehabilitate ERN and meet his obligations under the Memorandum of Understanding between the parties.The Court held that since Baron and Buchbinder were themselves parties to the Memorandum of Understanding, they could not commit tortious interference with their own contract against Natanzon as a matter of law. [read post]
25 Jul 2014, 5:08 am
Yesterday, Corp Fin Director Keith Higgins delivered this testimony before the House Financial Services Committee’s Capital Markets Subcommittee – talking about the state of the Division, with an emphasis on the status of Dodd-Frank and JOBS Act rulemaking. [read post]
16 Apr 2008, 5:52 pm
The Corps and EPA expect the program will promote better compliance. [read post]
14 Jan 2012, 8:52 am
This week, Regions Financial Corp. [read post]
30 Apr 2015, 12:49 pm
A C Corp is the gold standard of startups set for rapid human and financial capital expansions. [read post]
17 Jan 2010, 8:00 am
No matter how awful a company’s management is, there is always an auditing firm willing to step up to the plate. [read post]
9 Sep 2019, 3:49 am
(Remember that a no-action response only means that Corp Fin won’t refer the matter to the SEC’s Enforcement Division if a company excludes a shareholder proposal from the proxy. [read post]
27 Jun 2014, 2:57 pm
” Alice Corp., slip op. at 1. [read post]
10 May 2021, 2:56 am
In light of how these remarks build on February’s directive to the Corp Fin Staff to scrutinize climate change disclosures, it’s a good idea to loop in your financial reporting team on your climate disclosures. [read post]
22 Apr 2021, 12:43 pm
On April 14, 2021, the New York Department of Financial Services (NYDFS) announced a US$3 million settlement with insurance company National Securities Corp. [read post]
3 Aug 2012, 4:49 am
Alice Corp, 103 U.S.P.A.2d 1297 (Fed. [read post]
13 Jan 2014, 7:15 am
"[Defendant] alleges the [patent-in-suit] is directed to an abstract idea -- using a computer to generate a quote for a financial product-- and is thus non-patentable subject matter. . . . [read post]
21 Aug 2013, 7:22 am
Lewis kept a watchful eye over public relations matters involving Fox News, Fox Business Network, 20th Television and Fox Television Stations, according to the THR article.Lewis fostered a close relationship with Ailes and was considered his (far?) [read post]
8 Nov 2018, 3:00 am
Choosing among ESG matters. [read post]
18 May 2016, 2:51 am
Yesterday, Corp Fin issued 12 new & revised CDIs. [read post]
12 Sep 2014, 1:57 pm
In what is beginning to look like a deluge, another district court has invalidated a set of asserted patents as lacking eligible subject matter under 35 U.S.C. 101 as interpreted by the Supreme Court in Alice Corp. (2014). [read post]
