Search for: "Matter of Investors Funding Corp. of New York"
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2 Dec 2011, 6:57 am
As part of the sting, an undercover FBI agent pretended to work for a local office of a New York hedge fund in an unnamed Boston suburb, according to government documents. [read post]
12 Jun 2014, 5:00 am
Rakoff of the Southern District of New York has done so--more than once. [read post]
16 Jun 2022, 9:05 pm
Our Working Group’s members may write to the Commission separately on whether, as a matter of policy, the proposal should be adopted or modified; those matters are beyond the scope of these comments. [read post]
21 Jan 2022, 2:17 pm
Centene Corp. [read post]
21 Jan 2022, 2:17 pm
Centene Corp. [read post]
14 Nov 2011, 2:13 pm
Among those charged in the past fiscal year were Barai Capital Management, a New York hedge fund, and four hedge fund portfolio managers and analysts who illegally traded on confidential information obtained from employees of technology companies. [read post]
2 Nov 2018, 3:00 pm
They were backed by private student loans to investors and who serviced the loans. [read post]
9 Jan 2012, 12:58 am
A more troublesome standing challenge has arisen in cases in which the courts have held that the named plaintiffs can only represent investors that purchased securities in the same investment tranches, but not investors who purchased securities in other tranches in the same securities offering. [read post]
2 Oct 2012, 1:08 pm
Harbert Management Corporation, HMC-New York Inc., and HMC Investors, LLC Case number: 12-cv-5029 (United States District Court for the Southern District of New York) Case filed: June 27, 2012 Qualifying Judgment/Order: July 3, 2012 09/04/2012 12/03/2012 2012-88 SEC v. [read post]
24 Jun 2009, 1:05 am
Suit Against UBS Continues, Says Justice Department
The National Law Journal
The Justice Department on Tuesday denied a New York Times report that suggests the federal government may soon halt its efforts to compel the Swiss bank UBS to release the names of thousands of American investors amid an ongoing tax evasion investigation. [read post]
24 Jun 2009, 1:05 am
Suit Against UBS Continues, Says Justice Department
The National Law Journal
The Justice Department on Tuesday denied a New York Times report that suggests the federal government may soon halt its efforts to compel the Swiss bank UBS to release the names of thousands of American investors amid an ongoing tax evasion investigation. [read post]
18 Feb 2021, 9:15 am
The outlets joining Google News Showcase will be News Corp-owned Wall Street Journal, Barron’s, MarketWatch and the New York Post in the United States; British-based The Times and The Sunday Times, and The Sun as well as a number of Australian media outlets including The Australian. [read post]
14 Feb 2022, 4:44 am
Though Ho-Walker had an impressive pedigree – a degree in finance and economics from the Stern School of Business at New York University and 15 years of experience in investment banking and private equity – he was not an accredited business appraiser, nor an expert. [read post]
18 Feb 2009, 9:58 am
Love Funding Corp., No. 071050 In a case arising out of the sale of commercial mortgage-backed securities in an approximate amount of $100 billion, the court certified the following questions: 1) Is it sufficient as a matter of law to find that a party accepted a challenged assignment with the "primary" intent proscribed by New York Judiciary Law section 489(1), or must there be a finding of "sole" intent? [read post]
8 Nov 2015, 4:50 pm
However, in the past week, the service of a subpoena on Exxon Mobil Corp. by New York Attorney General Eric T. [read post]
2 Jun 2011, 7:42 am
Non-Enforcement Matters Helpful Guidance for Investment Advisers on California Lobbyist Law A number of questions have arisen around the implementation of California’s new law requiring placement agents to register as lobbyists pursuant to the California Political Reform Act. [read post]
6 Oct 2011, 5:38 am
District Court in the Southern District of New York in June, alleging that it was running a Ponzi scheme along with other firms, including Rahfco Funds LP. [read post]
15 Oct 2021, 4:00 am
Senate are planning a sustained campaign over the coming weeks, aiming to put the issue top of mind for Democrats, even as other matters have dominated in the chamber. [read post]
18 Jun 2021, 4:00 am
Bills Rattle Disabled Voters: ‘We don’t have a voice anymore’ New York Times – Maggie Astor | Published: 6/14/2021 A series of Republican bills to restrict voting access across the country would disproportionately affect people with disabilities. [read post]
23 Feb 2020, 4:00 pm
Horizons Investors Corp. [read post]
