Search for: "Matter of Jones v New York City Employees' Retirement Sys." Results 1 - 1 of 1
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5 Apr 2009, 1:26 pm
Attorney’s office in the Eastern District of New York announced the criminal indictment of the two former portfolio managers.[14] In September 2008, the SEC filed civil charges against two brokers in connection with purchases for customers of more than $1 billion in auction rate securities. [read post]