Search for: "Matter of Mallon"
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19 Aug 2010, 2:41 am
Bart Mallon, Esq. [read post]
16 Aug 2010, 2:49 pm
Bart Mallon, Esq. [read post]
2 Aug 2010, 2:08 am
Ongoing Compliance – At the end of every quarter, managers should take time to address any ongoing compliance matters. [read post]
15 Jul 2010, 9:26 pm
Bart Mallon, Esq. [read post]
26 Jun 2010, 4:59 pm
Financial Reform Bill Overview & Hedge Fund Registration Requirement Well over a year after Lehman and Madoff, Congress has finally drafted a single financial reform bill which will be voted on by the House and Senate before being signed by President Obama. [read post]
11 Jun 2010, 2:02 am
Bart Mallon, Esq. [read post]
22 Mar 2010, 9:02 pm
www.hedgefundlawblog.com Text of the Mallon P.C. comment is provided below. **** [Footnotes ommitted] March 22, 2010 VIA ELECTRONIC MAIL AND COURIER Mr. [read post]
20 Mar 2010, 9:10 am
by Bart Mallon, Esq. of Mallon P.C. [read post]
28 Feb 2010, 1:18 am
I am also eager to hear how the NFA views their audit process as I have seen a few of these lately and have many questions as to why the NFA pursued the matter in certain ways. [read post]
15 Nov 2009, 5:43 pm
By Bart Mallon, Esq. [read post]
4 Nov 2009, 7:59 am
As a general matter most groups opposed the proposed rules for some reason or another. [read post]
27 Oct 2009, 7:25 pm
Bart Mallon, Esq. [read post]
27 Oct 2009, 2:34 am
www.castlehallalternatives.com Hedge Fund Operational Due Diligence **** Related hedge fund law articles: Hedge Fund Due Diligence Hedge Fund Auditor Hedge Fund Investors Overview Hedge Fund Law Firm Hedge Fund Fee Discussion ERISA versus Hedge Funds Bart Mallon, Esq. of Mallon P.C. runs Hedge Fund Law Blog and can be reached directly at 415-868-5345. [read post]
18 Oct 2009, 5:36 pm
Mallon directly at 415-868-5345. [read post]
13 Oct 2009, 2:07 am
Mallon directly at 415-868-5345. [read post]
9 Oct 2009, 1:51 am
No matter how sincere your intention, and you may have planned to highlight it mid presentation, if the Manager notes it first you are at a decided disadvantage. [read post]
26 Sep 2009, 1:05 pm
These two matters are not the first instances of CPOs misappropriating pool participant funds through direct or indirect loans from a pool to the CPO or a related entity. [read post]
23 Jul 2009, 2:47 am
Bart Mallon, Esq. at 415-296-8510. [read post]
8 Jul 2009, 2:39 pm
Since that announcement, we have been working jointly to put in place the operational structure for these programs, including setting guidelines to ensure that the taxpayer is adequately protected, addressing compensation matters, setting program participation limits, and establishing stringent conflict of interest rules and procedures. [read post]
2 Apr 2009, 12:37 pm
By Bart Mallon, Esq. www.series34exam.com Discussion about How to Take and Pass the Series 34 Exam On Thursday I took the Series 34 Exam and I passed. [read post]
