Search for: "Matter of NMS" Results 101 - 120 of 388
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5 May 2021, 10:01 am by Monica Williamson
  Serves as a Tribal Prosecutor for traffic citations, truancy, Child Welfare cases (tribal and ICWA), employment matters, conservation matters and other civil litigation. [read post]
16 Apr 2021, 1:50 pm by Monica Williamson
New Mexico Environmental Law Center Legal Director, NM. [read post]
9 Apr 2021, 7:57 am by Monica Williamson
Federal Public Defender, District of New Mexico CJA Panel Administrative Assistant, Las Cruces, NM. [read post]
2 Apr 2021, 7:54 am by Monica Williamson
Barnhouse Keegan Solimon & West LLP Associate Attorney, Los Ranchos, NM. [read post]
26 Mar 2021, 7:37 am by John Jascob
In addition, the new rules expand the content of NMS market data.Exchanges’ petitions. [read post]
19 Mar 2021, 1:04 pm by Monica Williamson
Bureau of Land Management Attorney-Adviser, Albuquerque, NM. [read post]
12 Mar 2021, 1:12 pm by Monica Williamson
Administrative Manager, Albuquerque, NM. [read post]
5 Mar 2021, 2:47 pm by Monica Williamson
  Energy Markets Program Manager, AZ, NM, UT, NV, CO. [read post]
15 Feb 2021, 4:30 am by Monica Williamson
Pueblo of Isleta Presenting Officer, Request for Letter of Interest, Pueblo of Isleta, Albuquerque, NM. [read post]
5 Feb 2021, 1:18 pm by Monica Williamson
Tribal Law and Policy Institute Program Assistant, will be remote/virtual (Oklahoma City, OK; Twin Cities, MN; Albuquerque, NM; ​Los Angeles, CA preferred). [read post]
28 Jan 2021, 11:27 am by Cristian Soler and James E. Lapeze
The Blog/Web Site should not be used as a substitute for legal advice from a licensed professional attorney in your state regarding a particular matter. [read post]
28 Jan 2021, 11:27 am by Cristian Soler and James E. Lapeze
The Blog/Web Site should not be used as a substitute for legal advice from a licensed professional attorney in your state regarding a particular matter. [read post]
22 Jan 2021, 7:56 am by John Jascob
In May 2020, the SEC issued an order directing the exchanges and FINRA to draft a new national market system plan (NMS plan) with a modernized governance structure for the production of public consolidated equity market data and the dissemination of trade and quote data from trading venues. [read post]
15 Jan 2021, 11:49 am by Monica Williamson
Pueblo of Isleta General Counsel, Isleta, NM. [read post]
8 Jan 2021, 9:46 am by Monica Williamson
Pueblo of Isleta Associate General Counsel, Isleta, NM. [read post]
5 Jan 2021, 11:32 am by Silver Law Group
Upon receipt of the Form U5, FINRA began its own investigation into the matter and found that Engelmann twice made loans with firm customers. [read post]
23 Oct 2020, 3:00 am by Jim Sedor
National/Federal Back from the Supreme Court, House Pushes DC Circuit for Trump Financials Courthouse News Service – Megan Mineiro | Published: 10/20/2020 A three-judge panel on the District of Columbia Circuit Court of Appeals indicated there is little need for a swift ruling in the legal battle over access to President Trump’s financial records The panel previously upheld the subpoena brought by the House but considered the case for the second time after the U.S. [read post]
9 Oct 2020, 7:54 am by John Jascob
In particular, the SROs propose that the following actions of the company be subject to a majority vote of only the members: (1) the selection of officers other than the chair and secretary, if needed; and (2) certain decisions related to indemnification, dissolution, and tax-related matters. [read post]