Search for: "Matter of Petitions for Rulemaking"
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2 Nov 2022, 6:24 am
Haun Ventures’ rulemaking petition cites the CFTC’s recent Ooki DAO/bZeroX enforcement action as the primary reason for seeking regulatory clarity.Ooki DAO/bZeroX. [read post]
12 Nov 2018, 9:20 am
”) To address these concerns, the trade groups petition the Fed to take the following two specific rulemaking actions: To propose and adopt, through notice and comment rulemaking, the content of the Agency Statement “as a formal expression and acknowledgment of the proper legal status of the guidance. [read post]
2 Feb 2023, 7:23 am
Cross has submitted a rulemaking petition to the SEC asking the agency to engage in rulemaking to assess the statutory dollar amounts for mergers and acquisition brokers and then to adjust those amounts downward to better implement the new law. [read post]
4 Oct 2017, 5:00 am
ValueEdge strongly endorsed the Coalition’s rulemaking petition and said the disclosure it seeks is achievable at a low cost while providing tremendous value to investors, analysts, and issuers. [read post]
8 Feb 2013, 6:28 am
NYSE Euronext, the Society of Corporate Secretaries and Governance Professionals and the National Investor Relations Institute have jointly filed a rulemaking petition with the SEC, seeking prompt updating to the reporting rules under Section 13(f) of the Securities Exchange Act of 1934, as well as supporting a more comprehensive study of the beneficial ownership reporting rules under Section 13. [read post]
3 May 2023, 11:54 am
None of these rulemaking petitions have been acted on. [read post]
19 Dec 2023, 6:12 am
For its part, Coinbase responded in court by indicating that it will file a petition for review of the Commission’s denial of its rulemaking petition. [read post]
16 Aug 2023, 8:36 am
The FEC approved the Draft Notice of Availability to initiate the request for public comment on a second rulemaking petition filed by the group Public Citizen, asking for this policy to be adopted. [read post]
31 Jan 2024, 9:12 am
The New Civil Liberties Alliance initially petitioned for the rulemaking amendment in October 2018, calling it a “Gag Rule” that restricts speech. [read post]
6 Sep 2013, 1:39 pm
No prizes for guessing what they said: Re: EPIC Petition for NSA to Conduct a Public Rulemaking Dear Mr. [read post]
5 Jul 2022, 2:47 pm
The Commission will explore the benefits and costs of these and other competition rulemaking ideas.Recently, the Commission published in the Federal Register a “Request for Public Comment Regarding Contract Terms that May Harm Fair Competition,” which included for reference two public petitions for competition rulemaking the Commission has received. [read post]
29 Jun 2023, 10:29 am
Citizenship and Immigration Services (USCIS) may require employers to file amended H-1B visa petitions when relocating employees to new locations and did not fail to follow or otherwise circumvent rulemaking requirements in doing so, the U.S. [read post]
23 Jun 2022, 8:42 am
If no petition is filed during the 45-day notice period, the voluntary recognition bar would operate for a “reasonable period of time” thereafter. [read post]
23 Jun 2022, 8:42 am
If no petition is filed during the 45-day notice period, the voluntary recognition bar would operate for a “reasonable period of time” thereafter. [read post]
23 Jul 2012, 9:18 am
We strongly urge the IRS to promptly institute a rulemaking proceeding to address this matter. [read post]
8 Sep 2020, 1:03 am
For FINRA, Relevant Is A Large Gray Pachyderm (BrokeAndBroker.com Blog)Request to regulate use of encrypted, un-monitored chatrooms by traders (SEC Public Petitions for Rulemaking)In the Matter of the Claim for an Award in Connection With REDACTED Notice of Covered Action (SEC Order Determining Whistleblower Award Claim)FINRA Arbitrators Grant Motion to Dismiss Finding Respondents Not Associated With Account/Conduct at IssueIn the Matter of the Arbitration Between… [read post]
11 Jan 2012, 11:37 am
In a public rulemaking petition, the Managed Funds Association asked the SEC to amend Rule 502(c) of Regulation D to eliminate the prohibition on offers or sales securities by general solicitation or general advertising with respect to private funds. [read post]
10 Jan 2022, 9:30 am
Any person may petition FTC for exemption from the rule. [read post]
10 Jul 2017, 9:27 pm
But even if that good faith showing about the petition can be made, however, there is still the matter of the FSOC's vote itself. [read post]
18 Sep 2023, 4:48 am
In its rulemaking petition, the IAA explained that the current definition—an adviser with less than $25 million in AUM—precludes the Commission from analyzing the impact of its regulations on smaller advisers since only advisers with at least $100 million in AUM can register with the SEC.The IAA’s specific request is that the SEC amend Investment Company Act Rule 0-7 to state that for purposes of Commission rulemaking the term “small business”… [read post]
