Search for: "McGuire v. Social Security Administration" Results 1 - 4 of 4
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30 Mar 2010, 10:34 am by Kurt J. Schafers
FINRA became the largest independent regulator for all securities firms doing business in the United States, and is responsible for overseeing brokerage firms, their branch offices and registered securities representatives.Under the Securities Exchange Commission’s authority FINRA promulgates rules of its own as a self regulatory organization (“SRO”). [read post]
17 Aug 2009, 10:44 am
Related Posts Drawing That Explains Social Networking How to visualize social networking. [read post]