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18 Dec 2023, 2:48 pm by CFM Admin
In addition, the SEC considers numerous factors, such as the results of past examinations, disciplinary history of adviser affiliates, potential conflicts of interest in business activities, vulnerability to financial or market stresses, media reports and complains, access to client assets, as well as an adviser’s specific products, services, or practices. [read post]
13 Dec 2023, 9:05 pm by renholding
One reason could be the limited supply of minority partners. [read post]
13 Oct 2023, 4:00 am by Jim Sedor
Paul Miller, founding partner at Miller/Wenhold Capitol Strategies, takes issue with tying lobbyists to the Menendez case, which centers on alleged bribery by businesspeople who are not registered lobbyists. [read post]
26 Jun 2023, 11:52 am by Kevin LaCroix
Here is Sarah’s article. *********** Director and Officer (D&O) liability policies are often implicated during corporate bankruptcies. [read post]
26 Jun 2023, 11:52 am by Kevin LaCroix
Here is Sarah’s article. *********** Director and Officer (D&O) liability policies are often implicated during corporate bankruptcies. [read post]
20 Jun 2023, 7:09 pm by Jacob Fishman
Part V concludes with a report card on how the regime is doing on its thirtieth anniversary. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
And it may help judges prevent (or call into question) misrepresentations about David v. [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
According to SPACInsider, as of January 2, 2023, there were 386 SPACs still seeking merger partners. [read post]
15 Dec 2022, 8:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
5 Dec 2022, 12:49 am by INFORRM
Professor Nick Couldry and Assistant Professor João Magalhães offer commentaries of Mansell’s work on the LSE Media Blog. [read post]
23 Nov 2022, 5:04 pm
 The  Congressional-Executive Commission on China (CECC), issued today the Commission’s 2022 Annual Report on human rights conditions and rule of law developments in the People’s Republic of China (PRC). [read post]
13 Oct 2022, 1:55 pm by Kevin LaCroix
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]