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12 Aug 2009, 10:15 am
Readers will recall that many Merrill Lynch brokers were faced with the choice of remaining at Merrill and taking something less than one times trailing 12 to stay, or leaving Merrill and taking something more [read post]
27 Jul 2022, 5:57 pm by Daily Record Staff
Merrill brings more than 30 years of experience working in the financial services industry. [read post]
17 Oct 2018, 6:00 am by Mark Astarita
"Merrill's 15,015 financial advisers can expect to see such a compensation plan next year, said a senior Merrill Lynch executive. [read post]
17 Oct 2018, 6:00 am by Mark Astarita
"Merrill's 15,015 financial advisers can expect to see such a compensation plan next year, said a senior Merrill Lynch executive. [read post]
8 Dec 2015, 3:22 am by Mark Astarita
Maybe we will see an increase in compensation in response to Merrill's new move? [read post]
31 Jan 2008, 4:14 am
Merrill Lynch said on Wednesday that top executives, including Merrill President Gregory Fleming, will not receive bonuses for 2007 after the world’s largest brokerage posted $12.1 billion in net losses during the second half of the year. [read post]
31 Mar 2009, 1:37 am
There is much more involved when a Merrill buys an Advest, but a 39 million dollar arbitration award does help make the point. [read post]
11 Nov 2015, 9:22 am by Mark Astarita
Continuing the push to avoid paying brokers, Bank of America's thundering herd of Merrill Lynch financial advisers is about to be joined by a robot who doesn't get paid at all.Merrill has tried to avoid paying its brokers commissions on "small" accounts for years, using tactics such as siimply refusing to pay brokers for such accounts, and taking the accounts away from the broker and sending the accounts to a call center.There are now reports that the firm has put dozens… [read post]
29 Aug 2011, 11:12 am by Mark J. Astarita, Esq.
That would undoubtedly be good news for Merrill Lynch brokers and advisors.BofA's woes making life difficult for Merrill advisers - InvestmentNews Related articles, courtesy of Zemanta: Reports: BofA eyes sale of Merrill Lynch assetsBuffett hasn't saved Bank of America, he'll just profit from the reckoningBofA May Sell Merrill Property Assets to BlackstoneBofA Merrill Global Equities Co-Head Going to UBS [read post]
3 Aug 2013, 5:12 am by VALL Blog Master
L-R: Patty Petroccione, Merrill Chertok and Donna Bausch, just before Merrill's presentation, "Build It and They Will Come: Creating an E-Reader Device Display in Your Library." [read post]
Two Merrill Lynch Brokers Stole More Than $6M from 13 Clients  In December 2021, the Financial Industry Regulatory Authority (FINRA) fined Merrill Lynch in two separate matters. [read post]
30 Oct 2017, 1:28 pm by Steve Bainbridge
Richard Merrill who was Virginia's dean when I was in law school has passed. [read post]
2 Nov 2007, 2:31 am
Why is it any different when Merrill does it? [read post]
21 May 2012, 5:08 pm by Jay Eng
The Wall Street Journal is reporting that Merrill Lynch is in talks with former Merrill brokers concerning disputes over unvested stock in deferred compensation plans that the brokers had at Merrill. [read post]
21 May 2012, 5:08 pm by Jay Eng
The Wall Street Journal is reporting that Merrill Lynch is in talks with former Merrill brokers concerning disputes over unvested stock in deferred compensation plans that the brokers had at Merrill. [read post]
17 Oct 2006, 6:18 am
Here is an understatement - Merrill Lynch 3rd-qtr net income rises sharply. [read post]
8 May 2023, 6:57 am by The White Law Group
Two Securities Regulators Fine Merrill Lynch $1.4 Million for Cold Calling Violations According to Investment News on May 4, 2023, Merrill Lynch has agreed to pay $1.4 million for inappropriate cold calling by its trainees between 2018 and 2020. [read post]
30 Oct 2007, 10:34 am
Merrill hit With Subprime Class Action Wasting no time after the announcement of the billions of dollars in losses, and the resignation of Stan O'Neal, Reuters reports that a lawsuit has been filed against Merrill Lynch, contending that the company issued false and misleading statements about its exposure to risky mortgage investments. [read post]
12 Nov 2008, 1:15 pm
The New York Times had a piece in the weekend edition on the fall of Merrill Lynch. [read post]