Search for: "Merrill Lynch & Co."
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1 Apr 2008, 6:44 pm
Merrill Lynch & Co. has publicly opened the door to what many believe could be an even larger problem to the credit markets than the widely publicized sub-prime mortgage debacle - the little understood and sledom discussed "swaps" market. [read post]
30 Nov 2011, 4:52 pm
Court of Appeals for the Second Circuit has affirmed a district court’s decision to dismiss securities fraud claims accusing Merrill Lynch & Co. of hiding its ARS practices to manipulate the market. [read post]
11 Feb 2009, 8:15 pm
Since October 2008, GS-NOPEC Geophysical Co held some $64.5 million in ARS accounts with Merrill. [read post]
11 Nov 2008, 2:47 pm
Merrill Lynch & Co., Inc., et al., (Del. [read post]
22 Oct 2007, 4:53 pm
A Florida jury has ordered Merrill Lynch & Co. [read post]
3 Oct 2007, 12:17 pm
Merrill Lynch & Company fired the global chief of its fixed-income division and one of his top two deputies in the United States after losses in credit markets, Bloomberg News reported, citing sources it did not identify. [read post]
23 Aug 2012, 7:09 pm
Merrill Lynch & Co. [read post]
29 Jan 2009, 2:28 am
Senior legal roles at Merrill Lynch have been axed as part of the investment bank's global restructuring, including the investment bank's vice chairman and general counsel Rosemary Berkery, and general counsel of litigation and employment Barry Mandel.New York associate general counsel Carlos Morales, co-head of global litigation John Eisenberg, and director and senior counsel Chris Haas remain with the bank's the legal department.The move comes after Bank… [read post]
6 Mar 2009, 5:26 am
Merrill Lynch & Co., et al., No. 09-CV-0162 (S.D.T.X.). [read post]
14 Nov 2007, 3:33 pm
Reuters is gushing - "Merrill Lynch & Co Inc on Wednesday named NYSE Euronext Chief Executive John Thain as its new CEO, bringing in an outsider with a Goldman Sachs pedigree to repair an image battered by wrong-way bets on subprime mortgages. [read post]
31 Jul 2020, 12:08 pm
According to CNBC, which obtained documents from the FINRA arbitrations, Benson’s claim, currently pending before FINRA, names Merrill Lynch, Kenahan, and another Merrill Lynch advisor Dermod Cavanaugh and alleges damages in excess of $100 million due to churning and unauthorized trading. [read post]
25 Aug 2009, 9:00 am
("Merrill Lynch"). [read post]
20 May 2008, 2:54 pm
In 2007, investor Ronald Ventura had filed a securities fraud lawsuit against Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Inc., and Blodget. [read post]
31 Jul 2008, 5:13 pm
Today, Massachusetts securities regulators charged Merrill Lynch with fraud in the sale of auction-rate securities. [read post]
24 Jun 2008, 12:36 am
In 2002, the New York State Attorney General's Office accused Merrill Lynch, Pierce, Fenner & Smith Inc., Merrill Lynch & Co. [read post]
11 Jan 2019, 9:55 am
Previous employment included Stanford Group Company from January to March 2009 and Merrill Lynch, Pierce, Fenner & Smith Inc. from March 2000 to Jan 2009. [read post]
25 Jul 2007, 7:03 pm
A NASD arbitration panel ordered Merrill Lynch & Co. [read post]
3 Nov 2008, 11:38 am
Merrill Lynch [read post]
22 Sep 2009, 2:26 pm
On the same day that the Texas securities commissioner announced the $26.5 million settlement, New York Attorney General Andrew Cuomo accused high-level Bank of America Corp. executives of failing to reveal key information about its Merrill Lynch & Co. takeover. [read post]
6 Feb 2013, 8:44 pm
Merrill Lynch et al., has lost a suit to Merrill Lynch. [read post]
