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25 Jan 2012, 12:23 pm
Merrill Lynch instituted the bonus program andndash; known as the employee retention program -- in an effort to retain valuable employee after its merger with Bank of America. [read post]
4 Jun 2015, 12:05 pm
However, Merrill Lynch noted that it was enjoined in the 2014 order not because it engaged in the alleged activities, but because after the activities occurred, Merrill Lynch was acquired by Bank of America Corp. and the BAC subsidiary that engaged in the activities was merged into Merrill Lynch.Waiver conditions. [read post]
31 Oct 2008, 4:53 pm
" Â This is part of the retention package as Merrill Lynch would propose it. [read post]
26 Aug 2009, 8:00 am
See The Final Days of Merrill Lynch. [read post]
5 Feb 2009, 1:03 pm
The Wall Street Journal's excellent front page story on the details behind the Bank of America purchase of Merrill Lynch raises many, many questions, both political and legal. [read post]
6 Feb 2013, 8:44 pm
Bank of America acquired Merrill Lynch in 2008. [read post]
7 Oct 2011, 9:01 am
He was also ordered to pay about $1.1 million in restitution and to forfeit Merrill Lynch and Wachovia Bank accounts, as indicated by FINRA public disclosure records. [read post]
26 Jan 2012, 6:54 am
According to FINRA, after merging with Bank of America in January 2009, Merrill Lynch implemented a bonus program, in the form of forgivable promissory notes, designed to retain high-producing brokers. [read post]
26 Jan 2012, 9:00 am
FINRA has fined Merrill Lynch, Pierce, Fenner & Smith $1 million for failing to arbitrate disputes with employees relating to retention bonuses. [read post]
16 Aug 2011, 1:55 pm
A sale of the Merrill Lynch real estate holdings would be the latest move by Bank of America to shed noncore assets and raise additional capital. [read post]
9 Nov 2011, 1:04 pm
When Bank of America acquired Merrill Lynch in September 2008, it negotiated certain deal terms affecting deferred compensation for the financial advisors. [read post]
14 May 2015, 2:56 pm
According to AdvisorHUB.com, Bank of America Merrill Lynch fired two experienced financial advisers in Colorado.Joseph Yanofsky, 57, and Brooke Clements, 42, who worked as the Yanofsky Group, an advisory team at Merrill Lynch’s office in Colorado, were terminated by the firm. [read post]
30 Jan 2009, 5:59 am
The reductions follow Bank of America's acquisition of Merrill Lynch in late September. [read post]
8 Aug 2011, 6:38 am
Merrill Lynch & Company, now a part of Bank of America Corporation, allegedly did not inform investors of its involvement in propping up auctions. [read post]
8 Jun 2012, 6:41 am
Lewis, in 2008 concealed from shareholders about to vote whether to approve the bank's purchase of Merrill Lynch that the... [read post]
18 Apr 2009, 2:04 pm
The merged legal department of Bank of America and Merrill Lynch, with a combined team of around 700, is in the midst of slimming down. [read post]
26 Jan 2011, 7:47 am
Bank of America acquired Merrill Lynch in 2009 in a $20 billion deal forged with the help of government bailout dollars during the height of the financial crisis in 2008. [read post]
6 Sep 2012, 9:30 pm
Allegedly, Lanier, 33, embezzled over $800,000 from Merrill Lynch clients and was arrested in San Diego, California. [read post]
7 Jan 2010, 1:41 pm
The broker in the case, Todd Gutkin, left Merrill Lynch in April. [read post]
18 Dec 2009, 9:35 am
The SEC has begun to probe Bank of America’s failure to disclose increasing losses at Merrill Lynch prior to its acquisition. [read post]
