Search for: "Michael Fine"
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29 Mar 2018, 6:54 am
(FINRA Case #2015047602801) Michael Nicholas Guilfoyle (CRD #5119593, Old Bridge Township, New Jersey) – An AWC (Accept, Waiver & Consent) was issued in which Guilfoyle was assessed a deferred fine of $10,000 and suspended from association with any FINRA member in all capacities for 10 months. [read post]
12 Aug 2008, 4:26 pm
First Judicial District Judge Michael Sovis has been publicly reprimanded by the Board on Judicial Standards and fined $1000 for improper treatment of a member of the public who was engaged in a dispute with a friend of Sovis and Sovis' spouse. [read post]
19 Nov 2019, 1:18 pm
Michael Tanha suspended by FINRA Michael Tanha, a registered representative from Beverly Hills, California, formerly with Merrill Lynch, was suspended from FINRA membership for 10 months and fined $15,000 as a result of an investigation into his participation in outside business activated without obtaining the prior written approval of his member firm. [read post]
28 Jun 2007, 12:38 pm
This is the fine, upstanding citizen Michael McGee Jr. [read post]
6 Jun 2017, 5:20 am
On 27 February 2017, a New York State Court[1] held that Lisa Jacobs, a fine art dealer and private curator, breached the fiduciary duties she owed to the seller of an artwork entitled Future Sciences Versus the Man by artist Jean Michael Basquiat (the “Work”). [read post]
19 Jun 2014, 12:08 am
Sir Michael Wilshaw called for headteachers to... [read post]
17 Jan 2021, 6:10 pm
Joseph Michael Franzese, an Ohio OB-GYN was recently suspended and fined over allegations of sexual misconduct and drug abuse. [read post]
7 Oct 2016, 9:41 am
On Wednesday, September 5, the Southern Center for Human Rights filed a federal lawsuit in the state of Georgia on behalf of 22-year-old Cleopatra Harris against the city of Columbus, a number of police officers and judge Michael Cielinski after Harris was ordered to pay a fine for refusing to press charges against her boyfriend,The post Georgia Faces Lawsuit Over Fining Abuse Victims appeared first on Legal Reader. [read post]
6 Jun 2017, 5:20 am
On 27 February 2017, a New York State Court[1] held that Lisa Jacobs, a fine art dealer and private curator, breached the fiduciary duties she owed to the seller of an artwork entitled Future Sciences Versus the Man by artist Jean Michael Basquiat (the “Work”). [read post]
6 Jun 2017, 5:20 am
On 27 February 2017, a New York State Court[1] held that Lisa Jacobs, a fine art dealer and private curator, breached the fiduciary duties she owed to the seller of an artwork entitled Future Sciences Versus the Man by artist Jean Michael Basquiat (the “Work”). [read post]
25 Oct 2023, 2:00 pm
He was obviously talking about Michael Cohen. [read post]
6 Jun 2017, 5:20 am
On 27 February 2017, a New York State Court[1] held that Lisa Jacobs, a fine art dealer and private curator, breached the fiduciary duties she owed to the seller of an artwork entitled Future Sciences Versus the Man by artist Jean Michael Basquiat (the “Work”). [read post]
22 Jun 2021, 1:33 pm
Administrative law — Administrative fine — Reasonableness This case stems from an Administrative Complaint, Order, and Penalty issued by the Maryland Department of the Environment (the “Department”) to Michael Ariosa, appellant, in which the Department assessed an administrative fine of $35,000.00 based on Mr. [read post]
4 Aug 2019, 9:00 pm
Check out this recent LawFlash by Morgan Lewis partners Michael Pierides and Simon Lightman discussing the groundbreaking fines the United Kingdom’s Information Commissioner’s Office (ICO) proposed against two global organizations pursuant to the EU General Data Protection Regulation (GDPR). [read post]
25 Jan 2021, 1:32 pm
As a result, Tavel received an 18 month suspension from associating with any FINRA member firm in all capacities and a fine to the tune of $20,000. [read post]
25 Jan 2021, 1:32 pm
As a result, Tavel received an 18 month suspension from associating with any FINRA member firm in all capacities and a fine to the tune of $20,000. [read post]
10 Aug 2017, 10:28 am
(FINRA Case #2016051902901) Robert Michael Bulloch (CRD #2541075, Raleigh, North Carolina) An AWC (Accept, Waiver & Consent) was issued in which Bulloch was censured and fined $10,000. [read post]
27 Apr 2011, 6:00 am
Daniel Sokol Michael J. [read post]
27 Apr 2011, 6:00 am
Daniel Sokol Michael J. [read post]
10 May 2023, 11:19 am
Neill from the securities industry for one month and fined him $5,000. [read post]
