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27 Aug 2007, 1:34 pm
Today, the Second Circuit held that the double-jeopardy clause prohibited a second trial of Michael DeGennaro and Frank Borghese on charges that they committed securities, wire, and mail fraud as executives of Symbol Technologies, Inc. [read post]
14 Mar 2011, 6:30 pm by James Hamilton
Michael Grimm (R-NY).The Burdensome Data Collection Relief Act would repeal a corporate governance provision of Dodd-Frank requiring publicly traded companies to disclose their median annual total compensation of all employees. [read post]
2 Sep 2021, 7:07 am by Ana Popovich
On August 17, Representative Frank Pallone (D-NJ), Chairman of the House Committee on Energy and Commerce, Representative Diana DeGette (D-CO), Chairwoman of the House Subcommittee on Oversight and Investigations, and Representative Paul Tonko (D-NY), Chairman of the House Subcommittee on Climate Change sent a letter to Michael Regan, the Administrator of the Environmental Protection Agency (EPA). [read post]
31 May 2012, 5:09 pm by James Hamilton
In supporting HR 3128, Ranking Member Barney Frank (D-MA) said that the FDIC has no position on the bill, nor does any other financial regulator. [read post]
13 Jun 2007, 2:12 pm
Michael Geist observes a trend in Canada:          The number of Canadian lawsuits arising from blog postings is on the rise - the Montreal Gazette covers a mushrooming defamation lawsuit launched against Zeke's Gallery, a Montreal art gallery who maintains a blog, while the Ottawa Citizen has coverage of Steelback Brewery's Frank D'Angelo's suit against an Ottawa blogger.Read it here. [read post]
12 Jul 2009, 10:12 am
Frank Rich has an interesting, but ultimately shortsighted and wrongfully aimed column today: Sarah Palin and Al Sharpton don’t ordinarily have much in common, but they achieved a rare harmonic convergence at Michael Jackson’s memorial service. . . . [read post]
29 Feb 2012, 10:53 am by James Hamilton
Senator Michael Bennet (D-CO) is concerned that the proposed regulations implementing the Volcker Rule provisions of Dodd-Frank could unintentionally chill basic market making activities, which are explicitly permitted under the Volcker Rule. [read post]
30 Jun 2011, 11:42 am by Ailyn Cabico
Written by Jay Gould and Michael Wu On June 22, 2011, the Securities and Exchange Commission (SEC) adopted final rules that implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) amending the Investment Advisers Act of 1940 (the “Advisers Act”). [read post]