Search for: "Michael Fine"
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23 Dec 2011, 5:58 am
Schmidt was sentenced to a fine of $9,150 and one year of probation. [read post]
14 Sep 2023, 10:06 am
New Article: Michael M. [read post]
23 Feb 2008, 5:48 am
Attorney General Michael B. [read post]
23 Oct 2015, 3:30 am
Continue reading "Discipline and Fine" [read post]
18 Aug 2014, 2:00 pm
Former Securities America financial advisor, Michael Perlmuter, received a eight-month suspension and $40,000 fine. [read post]
22 Jun 2011, 8:48 am
Raymone Bain, a resident of the District, faces a maximum of a year in prison and a $100,000 fine for the federal charge, six months in prison, and a $5,000 fine for the D.C. criminal violation, the U.S. [read post]
18 Dec 2020, 5:07 pm
FINRA has suspended financial advisor Michael Anthony Tavel (CRD #4862463) from the securities industry for 18 months and fined him $20,000. [read post]
11 May 2009, 1:55 pm
http://online.wsj.com/article/SB124180064400301321.htmlBy BRIAN KALISH Michael Lauer, the head of Lancer Management Group and Lancer Management Group II, has been fined more than $62 million in a fraud case, the U.S. [read post]
7 May 2018, 11:21 am
For this misconduct, he was suspended from the industry for 18 months and fined $5,000. [read post]
20 Jun 2010, 4:09 pm
Day and Professor Michael Ross, both of the University of Waterloo Department of Psychology, have published The Value of Remorse: How Drivers’ Responses to Police Predict Fines for Speeding, forthcoming in Law and Human Behavior. [read post]
6 Feb 2019, 6:30 am
"The curators of the exhibition are Michael Laird, owner of Michael Laird Rare Books in Lockhart, Texas, and Michael Widener, the Law Library's Rare Book Librarian. [read post]
8 Jul 2009, 1:32 am
And it could get wild because there's a third surrogate mother out there who could show up for the party.So it looks like in death Michael's personal life is mess as it was when he was alive, but his business affairs will be fine because he took the effort to get good legal advice and did some sound estate planning. [read post]
15 Feb 2018, 10:50 am
(FINRA Case #2016052559401) Michael Lawrence Oromaner (CRD #2857559, Huntington, New York) – An AWC (Accept, Waiver & Consent) was issued in which Oromaner was assessed a deferred fine of $25,000, suspended from association with any FINRA member firm in all capacities for two years and required to pay $60,158, plus interest, in restitution to customers. [read post]
14 Jul 2015, 2:33 pm
Michael W. [read post]
29 Mar 2010, 2:53 am
Bryan Kendra and Michael Kendra of L & S Kendra & Sons, East Yorkshire, were each fined £9,000 last week after pleading guilty to a breach of section 2(1) of the Health and Safety at Work Act 1974. [read post]
3 Jun 2022, 11:17 am
Great pass on the field, Michael. [read post]
30 Aug 2018, 7:52 am
(FINRA Case #2016051931501) Michael Terry Swingle (CRD #723350, Dunedin, Florida) – An AWC (Accept, Waiver & Consent) was issued in which Swingle was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for 18 months. [read post]
21 Jan 2014, 1:00 am
By Michael L. [read post]
25 Sep 2010, 7:53 pm
To Michael Feinstein at the Buffalo Philharmonic, LCA's birthday present. [read post]
31 Aug 2018, 12:23 pm
That’s fine, as long as everyone gets along as they work together to build a case against the president of the United States. [read post]
