Search for: "Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission,"
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9 Nov 2023, 9:01 pm
Subsequently, I returned to the executive staff in 2013 as counsel to Commissioner Michael Piwowar. [read post]
27 Jun 2023, 9:01 pm
As you might expect, however, my remarks today will reflect my views as an individual Commissioner and not necessarily the views of the full Commission or my fellow Commissioners. [read post]
4 Apr 2023, 4:08 am
Testifying at the hearing were: The Honorable Michael S. [read post]
8 Apr 2022, 4:00 am
Securities and Exchange Commission. [read post]
7 Apr 2022, 11:49 am
Securities and Exchange Commission (SEC). [read post]
11 Feb 2021, 9:03 pm
Securities and Exchange Commission (SEC) Allison Herren Lee authorized senior members of the agency’s enforcement division to issue Formal Orders of Investigation, which enable members of the division to take sworn testimony and issue subpoenas. [read post]
10 Nov 2020, 7:19 am
Lee also has suggested how the SEC could pursue regulations with a greater mix of prescriptive and principles-based requirements, an issue she debated in an extended colloquy with Republican Commissioner Hester Peirce at the end of the Commission’s open meeting to adopt further revisions to Regulation S-K in August 2020.Former Commissioner Robert Jackson, Jr. could be another potential candidate. [read post]
10 Oct 2018, 12:40 pm
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
29 May 2018, 3:00 am
According to this WSJ article, the Committee’s chief counsel, Elad Roisman, may be the choice to fill the slot of departing Commissioner Mike Piwowar: The White House is considering nominating a top aide to the Senate Banking Committee chairman for a GOP opening on the Securities and Exchange Commission, according to people familiar with the matter. [read post]
2 Apr 2018, 4:03 pm
Securities and Exchange Commission’s (“SEC”) recently issued guidance for public companies on cybersecurity-related disclosures has garnered a great deal of attention for what it says about the threat and risk that cybersecurity presents for public companies – large and small (the “2018 Guidance”). [read post]
16 Mar 2018, 6:14 am
Securities and Exchange Commission, on Friday, March 16, 2018 Editor's Note: Michael S. [read post]
12 Mar 2018, 12:42 am
At that time, then-SEC Commissioner Michael S. [read post]
27 Feb 2018, 4:40 pm
SEC Commission Michael Piwowar caused quite a stir last summer when he suggested that the SEC would favorably view submissions by IPO companies that included bylaw provisions requiring mandatory arbitration of securities claims. [read post]
8 Jan 2018, 2:38 pm
Stein and Michael S. [read post]
5 Sep 2017, 8:34 am
Moreover, the SEC’s own regulations provide for a quorum of the Commission when there are only two commissioners. [read post]
31 Aug 2017, 12:16 pm
It will kick off with welcoming remarks by Commissioner Michael Piwowar at 9:15 a.m. and conclude following remarks by Commissioner Kara Stein at 1:00 p.m.Since the first exchange-traded product (ETP) was introduced in 1993, the ETP market has expanded to nearly 2,000 different securities holding more than $2.7 trillion of assets. [read post]
20 Jul 2017, 3:00 am
Securities and Exchange Commission. [read post]
23 May 2017, 11:29 pm
Here is Tammy and Ted’s guest post. ******************************* Cornerstone Research, in collaboration with the New York University Pollack Center for Law and Business, recently released its midyear review report analyzing the Security & Exchange Commission’s enforcement activity through the first half of fiscal year 2017. [read post]
16 May 2017, 6:21 am
Securities and Exchange Commission, on Tuesday, May 16, 2017 Editor's Note: Michael S. [read post]
9 May 2017, 11:41 am
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange Commission. [read post]
