Search for: "Miller v. Fidelity Investments" Results 1 - 6 of 6
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18 Aug 2011, 3:14 pm by velvel
When a financially expert institution learns of facts giving rise to the suspicion of fraud, fidelity to the intent of Congress, and fidelity to plain honesty and decency, require the institution to try to determine the truth -- the expert institution is on inquiry notice because it suspects fraud -- and also require the institution to report the unhappy facts to government agencies charged with maintaining honesty in investments -- the SEC, FINRA and state securities… [read post]
17 Oct 2012, 5:14 am by Rob Robinson
 http://bit.ly/QOFhJK (Sarah Carter) Managing Mobile Risk - http://bit.ly/Qqud3Q (Sean Martin) Microsoft Re-releases RUs for Exchange 2007 and 2010 - http://bit.ly/QHGEtq (Casper Manes) Preemptive Strikes Against a Competitor’s Patent Application Preissuance Submissions (Part 2 of 2)http://bit.ly/RxlLUP (Martin Miller) Social Media Carries Regulatory Risk - http://bit.ly/RlZZDz (Taylor Provost) Social Media Upending Privacy in Real World… [read post]
7 Jul 2010, 11:07 am by R. Grace Rodriguez, Esq.
Dear Friends:Just wanted to tell you about this case that was recently decided against Aurora Loan Services. [read post]