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FINRA Bars Stockbrokers For Failing To Provide FINRA With Information January 2024
1 Feb 2024, 1:25 pm by Silver Law Group
Riley Wealth Management   Richard Webb   Park Avenue Securities LLC   William Williford   Morgan Stanley FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules January 2024
1 Feb 2024, 11:55 am by Silver Law Group
Morgan Securities LLC   Wells Fargo Clearing Services, LLC   Stalin Cruz   SW Financial   Windsor Street Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
The Biden Administration Must Use Civil Rights Enforcement to Push Back Against Texas’s Racist Invocation of Invasion
1 Feb 2024, 6:05 am by Kate Huddleston
” Long before espousing this legal idea rooted in racism, both Morgan and Cuccinelli had made racist statements. [read post]
Just Security - https://www.justsecurity.org/
DOE Puts People First: LNG Exports Paused Pending Review
31 Jan 2024, 11:21 am by Morgan Johnson
Biden DOE’s pause on LNG exports represents forward movement from an Environmental Justice lens, but must be met with real reform. [read post]
NRDC Expert Blog - https://www.nrdc.org/news-commentary
J.P. Morgan’s $4.6 Billion in Legal Reserves
31 Jan 2024, 8:31 am
[read post]
Mortgage Crisis & Financial Services Watch - https://www.bilzin.com/we-think-big/blogs-and-topics/financial-services-blog
They’ll Find Your SECrets: J.P. Morgan Securities to pay $18 Million for Violating SEC Whistleblower Rules
31 Jan 2024, 8:28 am by Stephanie Ricker
Morgan Securities LLC (JPMS) will pay $18 million… The post They’ll Find Your SECrets: J.P. [read post]
Tycko & Zavareei LLP Blog - http://www.fraudfighters.net/news/
Morgan State announces collaboration on racially inclusive AI project
31 Jan 2024, 2:19 am by Daily Record Staff
The post Morgan State announces collaboration on racially inclusive AI project appeared first on Maryland Daily Record. [read post]
On the Record - http://thedailyrecord.com/ontherecord/
A New Nuclear Age: How 2023 Developments Will Impact the Industry in 2024
30 Jan 2024, 10:00 pm
Morgan Lewis’s energy lawyers regularly track developments impacting the nuclear industry on the firm’s Up & Atom blog. [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
A New Nuclear Age: How 2023 Developments Will Impact the Industry in 2024
30 Jan 2024, 10:00 pm
Morgan Lewis’s energy lawyers regularly track developments impacting the nuclear industry on the firm’s Up & Atom blog. [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
A New Nuclear Age: How 2023 Developments Will Impact the Industry in 2024
30 Jan 2024, 10:00 pm
Morgan Lewis’s energy lawyers regularly track developments impacting the nuclear industry on the firm’s Up & Atom blog. [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
A New Nuclear Age: How 2023 Developments Will Impact the Industry in 2024
30 Jan 2024, 10:00 pm
Morgan Lewis’s energy lawyers regularly track developments impacting the nuclear industry on the firm’s Up & Atom blog. [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
A New Nuclear Age: How 2023 Developments Will Impact the Industry in 2024
30 Jan 2024, 10:00 pm
Morgan Lewis’s energy lawyers regularly track developments impacting the nuclear industry on the firm’s Up & Atom blog. [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
A New Nuclear Age: How 2023 Developments Will Impact the Industry in 2024
30 Jan 2024, 10:00 pm
Morgan Lewis’s energy lawyers regularly track developments impacting the nuclear industry on the firm’s Up & Atom blog. [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
SEC Commissioner Dissents from Denial of Petition to Change No-Admit, No-Deny Policy
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Morgan Stanley Overview
29 Jan 2024, 12:00 pm by The White Law Group
The White Law Group reviews the regulatory history of Morgan Stanley. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Decoding Crypto Currency and AI Regulation
27 Jan 2024, 9:04 pm by Ariel Breitman
Department of the Treasury and held various leadership positions at the Vanguard Group, PIMCO, JP Morgan Chase, BlackRock, and Tudor Investments. [read post]
RegBlog - https://www.theregreview.org/
Jesus Rodriguez Charged with Defrauding Advisory Clients 
26 Jan 2024, 8:27 am by The White Law Group
  According to his FINRA BrokerCheck profile, Rodriguez was a registered representative at Morgan Stanley in El Paso, Texas from 2009 until 2021. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Guest Post: 2023 Survey of Significant Decisions Involving California Section 533
25 Jan 2024, 2:51 pm by Kevin LaCroix
Section 533 of the California Insurance Code provides that an insurer is not liable for loss caused by an insured’s willful act. [read post]
The D & O Diary - http://www.dandodiary.com/
Morgan State center to test model for AI users through racially inclusive experience
25 Jan 2024, 11:15 am by Daily Record Staff
The post Morgan State center to test model for AI users through racially inclusive experience appeared first on Maryland Daily Record. [read post]
On the Record - http://thedailyrecord.com/ontherecord/
Douglas McKelvey Settles Fraud Charges 
25 Jan 2024, 8:35 am by The White Law Group
He had worked with Morgan Stanley for 12 years before being barred by FINRA in 2022. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/