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29 Jun 2016, 4:27 pm
If the Federal Reserve objects to a capital plan, a firm may not make any capital distribution unless expressly authorized by the Federal Reserve….The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; BancWest Corporation; Bank of America Corporation; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup,… [read post]
7 Apr 2023, 6:30 am
Roberts, Debevoise & Plimpton LLP, on Saturday, April 1, 2023 Tags: Corporate governance, Cyber-risk, Cybersecurity, legal framework, Risk assessment, Supply chain Proxy-Voting Insights: Voting on Politics Posted by Lindsey Stewart, Morningstar, Inc., on Sunday, April 2, 2023 Tags: Asset Managers, climate risk, corporate lobbying, Proxy voting, shareholder resolutions, Transparency Corporate Democracy and the Intermediary Voting Dilemma Posted by Jill E. [read post]
7 Apr 2023, 6:30 am
Roberts, Debevoise & Plimpton LLP, on Saturday, April 1, 2023 Tags: Corporate governance, Cyber-risk, Cybersecurity, legal framework, Risk assessment, Supply chain Proxy-Voting Insights: Voting on Politics Posted by Lindsey Stewart, Morningstar, Inc., on Sunday, April 2, 2023 Tags: Asset Managers, climate risk, corporate lobbying, Proxy voting, shareholder resolutions, Transparency Corporate Democracy and the Intermediary Voting Dilemma Posted by Jill E. [read post]
24 Sep 2010, 7:00 am
In the Matter of Morgan Asset Management, Inc. [read post]
4 Aug 2020, 6:53 am
Did You Lose Money Investing With Par Funding/Complete Business Solutions Group, Inc.? [read post]
30 Aug 2021, 11:18 am
Morgan Securities LLC acted as placement agents for Cellebrite and TWC Tech Holdings. [read post]
8 Sep 2019, 4:24 pm
Morgan Stanley Gp., Inc. [read post]
29 Oct 2007, 8:09 am
The authorization granted two of the companies, The Goldman Sachs Group, Inc. and Morgan Stanley, were renewals for these longer terms, while the third, Legg Mason, Inc., received an initial three-year authorization. [read post]
4 Dec 2020, 1:23 pm
Joseph Stone Capital, LLC Riza Hernandez Lincoln Financial Securities Corporation Wells Fargo Advisors, LLC Donald Padilla National Securities Corporation National Asset Management Jon Sanchez Independent Financial Group LLC Morgan Stanley Joseph Shimko, Jr. [read post]
21 Mar 2012, 10:01 am
LEAD NEGOTIATOR AND TARGET'S FINANCIAL ADVISER HAVE MATERIAL CONFLICTS The El Paso decision involved a sale of El Paso Corp. to Kinder Morgan Inc. [read post]
18 Nov 2007, 6:15 pm
Remote sensing is mainly used for the coastal applications, oceanic applications, hazard assessment, and natural resource management by governmental organizations.[17] As discussed above, the current space industry focuses very much on the satellite sector. [read post]
11 Sep 2012, 6:23 pm
He has consented to pay $421,702 in civil penalties and disgorgement over allegations that he made unsuitable investment recommendations related to hedge funds that he recommended and managed through Sky Bell Asset Management Inc. between at least 2005 and September 2007. [read post]
28 Sep 2022, 12:37 pm
And DWS Distributors Inc. and DWS Investment Management Americas, Inc. [read post]
6 Oct 2014, 7:03 am
Investment advisors who place clients in such programs already charge fees based on assets under management (AUM) and the money management charges for wrap products are in addition to the AUM fee. [read post]
13 Sep 2008, 12:15 pm
Lehman Brothers Holdings Inc. said it plans to spin off to its shareholders the "vast majority" of its commercial real-estate assets, sell about a 55% interest in its investment-management division and slash its dividend 93% as it also predicted a fiscal third-quarter loss of $3.9 billion. [read post]
22 Apr 2021, 6:15 am
The broker-dealers who sold GPB, including those at Advisor Group, are not behemoths like Merrill Lynch or Morgan Stanley. [read post]
10 Oct 2015, 5:24 am
At its peak, Canarsie Capital had managed around $98 million in assets and had some well-known contributors. [read post]
23 Apr 2020, 6:01 am
“Dealers transform bets on global stock-market indexes and tech darlings such as Apple Inc. and Amazon.com Inc. into fixed-income notes paying low but steady interest. [read post]
23 Apr 2020, 6:01 am
“Dealers transform bets on global stock-market indexes and tech darlings such as Apple Inc. and Amazon.com Inc. into fixed-income notes paying low but steady interest. [read post]
28 Jan 2012, 9:20 am
Morgan, et al., Civil Action No. 11-4303 (E.D.Pa. [read post]
