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3 Oct 2017, 11:25 am
Morgan Stanley had one financial advisor, Angel Aquino-Velez, who is no longer with the firm. [read post]
11 Feb 2019, 8:32 am
Continue reading The post Five Year Sentence For Former Morgan Stanley Broker James Polese appeared first on Securities Arbitration Lawyers Blog. [read post]
23 Oct 2009, 6:52 am
There are many insights in the 68 page slide show [link to Scribd] used this week by Mary Meeker of Morgan Stanley. [read post]
22 May 2019, 11:38 am
The post Morgan Stanley Lawsuit appeared first on The White Law Group. [read post]
5 Jun 2023, 8:05 pm
The post Morgan Stanley Seeks to Force Ex-Brokers to Pay up in $13M Schwab Award appeared first on Stoltmann Law. [read post]
9 Jan 2018, 6:19 am
Doyle CRD#2370593 Silver Law Group is investigating former Washington DC-based Morgan Stanley broker Peter J. [read post]
30 Sep 2020, 6:09 am
The Securities and Exchange Commission today announced settled charges against Morgan Stanley & Co. [read post]
7 Jun 2023, 10:51 am
The post Ex-Morgan Stanley Broker Wins His Deferred Comp But Loses Expungement Bid appeared first on Stoltmann Law. [read post]
21 May 2009, 11:44 am
Morgan Stanley has dismissed its head of prime brokerage, Stu Hendel, who ran the bank's hedge fund service business since the fall of 2006, people who were briefed on the decision said Thursday. [read post]
3 Feb 2009, 3:48 am
Morgan Stanley plans to cut about 3 percent to 4 percent of its work force, or up to 1,880 people, as it battles with spiraling costs and slowing business, Reuters reported, citing a person familiar with the matter. [read post]
22 Jan 2009, 11:33 am
Moore, who had been Morgan Stanley's global head of health care investment banking, is leaving the firm to head up the North American health care operations of 3i, the London-based private equity firm. [read post]
2 Jun 2009, 8:07 am
Following on the heels of JPMorgan Chase and American Express, Morgan Stanley said it will sell $2.2 billion of stock in an offering of approximately 80.2 million shares at $27.44 a share, freeing the brokerage firm to repay the the government's Troubled Asset Relief Program. [read post]
23 Jul 2009, 5:15 am
Mack has spent a long, storied career helping to build Morgan Stanley into a modern Wall Street powerhouse. [read post]
8 Dec 2009, 7:43 am
Gorman, the incoming chief executive of Morgan Stanley, moved to put his stamp on the firm on Tuesday by shaking up its management, including the appointment of new heads of the firm's institutional securities unit and new chief financial and operating officers. [read post]
27 Sep 2007, 10:54 am
Morgan Stanley will pay $12.5 million to resolve charges it failed in arbitration cases to provide e-mails that it said were destroyed in the September 11, 2001, attacks, when in fact it had saved the e-mails on backup files. [read post]
19 Mar 2008, 4:57 am
Morgan Stanley reported $1.55 billion in profit for its first quarter on Wednesday, dragged down by $2.3 billion in write-downs but still well above expectations. [read post]
10 Feb 2009, 3:59 pm
Morgan Stanley named Robert A. [read post]
9 Jan 2009, 2:21 pm
From Eric Dash and Louise Story, colleagues of DealBook Citigroup is in talks to sell an interest in its Smith Barney brokerage and asset management unit to Morgan Stanley, according to two people with knowledge of the discussions. [read post]
10 Jun 2010, 5:54 am
The guys at Morgan Stanley sent me a really good report on internet trends that I thought would be good to share. [read post]
1 Jun 2009, 7:49 am
The joint venture between Morgan Stanley and Smith Barney closed today, creating a massive brokerage firm with over 18,000 financial advisors and 1,000 branch offices.According to press reports, the joint venture will handle each firm's retail operations, which each firm's institutional business will remain separate, although institutional will execute is orders through the joint venture.What remains to be seen is the effect of the joint venture, if any, on existing… [read post]
