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3 Sep 2013, 11:40 am by Barbara S. Mishkin
C. court to enjoin the CFPB from prosecuting that action until the D.C. case is resolved. [read post]
5 Dec 2008, 2:49 pm
The following is from the announcement sent by Dean Alan C.... [read post]
18 Apr 2017, 7:43 am by Tim Curtis
Three others will be honored as distinguished citizens, including journalist April Ryan and philanthropists C. [read post]
10 Jun 2010, 1:19 pm by By DEALBOOK
Morgan Stanley has hired Adam Parker from Sanford C. [read post]
23 Mar 2011, 5:53 pm by By AZAM AHMED and PETER LATTMAN
At the trial of Raj Rajaratnam, a witness from Morgan Stanley finds himself in the shadow of Lloyd C. [read post]
21 Oct 2013, 12:12 pm by Barbara S. Mishkin
C. court to enjoin the CFPB from prosecuting the CA action until the D.C. case was resolved. [read post]
23 Feb 2007, 4:45 am
Morgan Stanley has agreed to pay about C$460 million ($396 million) for a majority stake in a Montreal-based container-shipping operation, making its first venture into Canada. [read post]
8 Apr 2010, 7:38 am by Mark Maddox
The portfolio manager cited by the SEC is James C. [read post]
8 Jun 2023, 1:25 pm by Stoltmann Law
Under a mixed and unexplained FINRA arbitration decision, a former Morgan Stanley broker will receive $900,000 in damages from the firm over his wrongful termination and defamation case.Joseph C. [read post]
9 Jun 2023, 10:22 am by Stoltmann Law
Doug McKelvey pleaded guilty to money laundering charges before Magistrate Judge Kimberly C. [...] [read post]
9 Aug 2010, 3:40 am by By DEALBOOK
A convertible equity stake in Morgan Stanley that was acquired by China Investment Corp. is now proving costly for the sovereign wealth fund. [read post]
6 Jun 2011, 3:46 am by tracey
Berliner Verkehrsbetriebe (BVG) v JP Morgan Chase Bank NA (Case C-144/10);  [2011] WLR (D)  188 “The exclusive jurisdiction, conferred by article 22(2) of Council Regulation (EC) No 44/2001, on the courts of the member state in which a company had its seat, was confined to proceedings whose principal subject matter comprised the validity of the constitution, the nullity or the dissolution of the company, or the validity of the decisions of its organs.… [read post]
30 Nov 2010, 11:49 pm by By DEALBOOK
Morgan Stanley has received approval from the Chinese securities regulator to sell its 34.3 percent stake in China International Capital Corp., and a state-owned newspaper has named K.K.R. and TPG as potential bidders for it. [read post]
8 Jun 2010, 12:06 pm by Sarah Zanoff
Morgan Keegan has been accused of engaging in a massive scheme to defraud investors.The Morgan Keegan bond funds that are reportedly the subject of hundreds of investor arbitrations include the following: Regions Morgan Keegan Select High Income-A, (Sym: MKHIX) Regions Morgan Keegan Select High Income-C, (Sym: RHICX) Regions Morgan Keegan Select High Income-I, (Sym: RHIIX) RMK High Income Fund, (Sym: RMH) RMK Strategic Income Fund, (Sym: RSF)… [read post]
9 Apr 2010, 5:51 am by Ed Wallis
Several persons of interest have been identified by news reports, including The Commercial Appeal, including: James C. [read post]
31 Oct 2018, 1:54 pm by ccollins
He worked with Lehman Brothers and Citigroup Global Markets (C). [read post]