Search for: "Move, Inc. v. Citigroup Global Markets, Inc."
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7 Aug 2007, 11:03 am
JUNE 6, 2007: NASD FINED CITIGROUP $3 MILLION FOR FAILURE TO SUPERVISE On June 6, 2007, the NASD fined Citigroup Global Markets, Inc., $3 million for its failure to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
27 Apr 2007, 3:21 am
Citigroup Global Mkts., Inc., No. 05-4362, 2007 U.S. [read post]
