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14 May 2024, 5:08 am by Christine Bontuyan
Apart from the initial fee, covered in this amount are also real estate lease deposits, real estate service charges, design and project management fees, leasehold improvements, a restaurant package, opening inventory and other items so enumerated in Item 7 of Great Greek Mediterranean Grill’s FDD. [read post]
8 May 2024, 2:26 pm by Kevin LaCroix
”  Fiduciaries have no obligation to take into account the government’s failure to properly manage the Trust Fund when designing and monitoring their plans. [read post]
7 May 2024, 7:35 am by The White Law Group
(formerly Royal Alliance Associates), SagePoint Financial, Inc., and Woodbury Financial Services, failed to obtain verification by an independent public accountant of client funds and securities they had custody of due to agreements with a clearing firm. [read post]
3 Apr 2024, 9:03 pm by renholding
To make matters worse, OCA issued—orally at a conference of accountants—a multi-pronged framework for applying SAB 121 to broker-dealers. [read post]
29 Mar 2024, 6:30 am
How to Navigate Interoperability Across Sustainability Reporting Rules Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, March 28, 2024 Tags: Climate change, climate disclosures, corporate disclosure, GHG, Sustainability reporting [read post]
29 Mar 2024, 6:30 am
How to Navigate Interoperability Across Sustainability Reporting Rules Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, March 28, 2024 Tags: Climate change, climate disclosures, corporate disclosure, GHG, Sustainability reporting [read post]
23 Mar 2024, 5:31 am by Rob Robinson
Zoom unveils compliance manager for regulatory risk management Zoom, the all-in-one intelligent collaboration platform, has announced the launch of the Zoom Compliance Manager. [read post]
12 Mar 2024, 3:10 am by Heide Abelli, SageX, Inc.
The consequences are potentially serious, from who the organization hires to who has access to a product or service. [read post]
26 Feb 2024, 6:41 am by Robin E. Kobayashi
Notwithstanding UR’s opinion that there were no significant clinical findings to justify chiropractic treatment, UR approved a pain management consultation based on significant clinical findings of neurologic compromise. [read post]
26 Jan 2024, 1:40 pm by The White Law Group
  Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
23 Jan 2024, 9:01 pm by renholding
The truth began to be revealed in March 2020 when the House Financial Services Committee released a 113 report, describing Wells Fargo’s risk management plans as “materially incomplete” and “woefully short. [read post]
19 Jan 2024, 10:59 am by Keith Szeliga
This is the second article in a multi-part series on the Federal Acquisition Regulation (FAR) Cost Principles applicable to contracts with commercial organizations. [read post]
19 Jan 2024, 7:52 am by Chris Castle
” This is going to be the first performance review that the public, including songwriters and digital music services, gets to give the MLC, Inc. [read post]
8 Jan 2024, 11:59 am by luiza
  For example, the FTC recently brought an antitrust lawsuit against US Anesthesia Partners, Inc. and PE firm Welsh, Carson, Anderson & Stowe, alleging the defendants “executed a multi-year anticompetitive scheme to consolidate anesthesiology practices in Texas, drive up the price of anesthesia services provided to Texas patients, and boost their own profits. [read post]
15 Dec 2023, 4:17 am by Rob Robinson
Today, KLDiscovery announced the full integration of all back-office systems and processes – completing the multi-year transformation to a streamlined operating environment. [read post]