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7 Dec 2022, 6:31 am
In fact, over 20% of funds fail to even outperform one-month U.S. [read post]
16 Jun 2008, 4:41 pm
The San Francisco-based company is accused in eight proposed class-action suits of misleading investors by describing its YieldPlus mutual fund in prospectuses as only "marginally" riskier than cash. [read post]
28 Sep 2011, 1:10 pm
Alternative funds, mutual funds that use hedge fund-type strategies but do not charge typical hedge fund performance fees of 20%, aren’t producing expected results. [read post]
20 Aug 2010, 3:45 am by By DEALBOOK
Jeff Middleswart's Vice Fund, a mutual fund that invests in companies profiting from vices like smoking, drinking and gambling, is beating the house in a down market. [read post]
20 Mar 2019, 10:00 am by Site Admin
As opposed to 20 or 30 years ago, today, retirement planning is much more prevalent, because pensions are becoming scarce or are scarce. [read post]
15 Feb 2008, 10:58 am
IAG has filed the proposal at 28 of Fidelity's mutual funds, 20 Vanguard funds, and several others--totaling more than 50. [read post]
20 Oct 2016, 1:00 am
Mutual fund families play an important role in this market, most frequently undertaking the role of the trustee or recordkeeper. [read post]
24 Nov 2008, 9:00 pm
On November 20, the SEC voted unanimously to simplify mutual fund prospectuses so that investors can easily understand disclosures. [read post]
28 Mar 2014, 11:51 am by Kori Shafer-Stack
The grants fund free workplace safety courses for employers, employees and the general public through the colleges’ risk management institutes. [read post]
15 Sep 2004, 6:39 am
In Wednesday's corporations and securities law news, PIMCO mutual fund group's adviser and two affiliates have agreed to settle charges involving a failure to disclose payments made to brokers for promoting PIMCO funds by paying a fine of more than $20 million. [read post]
20 Apr 2009, 4:22 am
Madoff have filed 18 lawsuits against Massachusetts Mutual Life Insurance in an effort to recoup $3.3 billion that its hedge fund group lost in the scandal. [read post]
13 Feb 2012, 8:51 am by Stikeman Elliott LLP
" Specifically, among other things, the amendments will: (i) eliminate the need for ETFs to seek exemptive relief from certain operational requirements designed primarily for open-end conventional mutual funds; (ii) allow mutual funds to short sell securities subject to a cap of 20% of their net asset value; and (iii) introduce new investment restrictions for money market funds. [read post]
17 May 2010, 4:42 pm by Director
The SCF now becomes a mutual insurance company effective January 2013. [read post]
22 Jun 2011, 10:39 am by admin
” Here, that entity was the mutual fund; there were no allegations that the adviser “in fact filed the prospectuses and falsely attributed them” to the mutual fund, he said. [read post]
6 Feb 2012, 3:20 pm by Sam E. Antar
His mutual funds now own 3,260,738 Overstock.com common shares, approximately 14% of the company's total outstanding shares. [read post]
31 Jan 2010, 9:18 pm
Members will be voting on proposed rule amendments meant to strengthen the money market mutual funds’ framework. [read post]
7 Jun 2016, 11:06 am
”In addition, the complaint alleges that Fernandez moved around $11 million from about 20 accounts into four new mutual funds that were created and managed by Avatar. [read post]
15 Nov 2018, 6:16 am by Blum Law Group
The complaint alleges that Stephan recommended that the elderly customer invest in mutual fund Class A shares in 20 different mutual fund families. [read post]
10 Aug 2012, 4:45 am by By DEALBOOK
Japan's largest publicly trade life insurer, Dai-ichi Life, has agreed to buy as much as 20 percent of the United States mutual fund company Janus Capital Group, Reuters reports. [read post]
16 Feb 2011, 2:27 pm
A UBS manager bought $1.5 billion of the securities and put them into 20 mutual funds. [read post]